CASEY HELEN HANNA exercised options at TRISTATE CAPITAL HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/13/2020ACC: 0001575610-20-000002
Director
Since Nov 2018
-2.18K
Net shares
Net seller
$52.5K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
6K acquired · 8.18K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+6K
Price / share
$8.75
Trade value
$52.50K
% of position
24.0%
12/5/2019
25K→31K
Common Stock
Direct
Shares
−2.18K
Price / share
$24.08
Trade value
$52.49K
% of position
7.0%
12/5/2019
31K→28.82K
Total
Net shares
+3.82K
Net value
$5.60
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/5/2019 | M · Option Exercise | +6K | $8.75 | $52.50K | 24.0% | 25K | 31K |
| Common Stock Direct | 12/5/2019 | F · Tax Withholding | −2.18K | $24.08 | $52.49K | 7.0% | 31K | 28.82K |
| Total | +3.82K | $5.60 | ||||||
Derivative Transactions1
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
6K shares
Shares
−6K
Strike price
8.75
Held after
0.00
Exercisable
—
12/5/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock6K shares | 12/5/2019 | M · Option Exercise | −6K | 8.75 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Depositary Shares
DirectShares owned20K
Common Stock
DirectShares owned54.05K
Total
74.06K direct74.06K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Depositary Shares | 20K | Direct |
| Common Stock | 54.05K | Direct |
| Total | 74.06K | 74.06K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported