CASEY HELEN HANNA exercised options at TRISTATE CAPITAL HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/3/2018ACC: 0001575610-18-000003
Director
Since Nov 2018
0.00
Net shares
Net seller
$72.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
6K acquired · 6K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+6K
Price / share
$12.00
Trade value
$72K
% of position
14.3%
11/29/2018
42.05K→48.05K
Total
Net shares
+6K
Net value
$72K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/29/2018 | M · Option Exercise | +6K | $12.00 | $72K | 14.3% | 42.05K | 48.05K |
| Total | +6K | $72K | ||||||
Derivative Transactions1
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
6K shares
Shares
−6K
Strike price
12.0
Held after
0.00
Exercisable
—
11/29/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock6K shares | 11/29/2018 | M · Option Exercise | −6K | 12.0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned25K
Total
25K direct25K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 25K | Direct |
| Total | 25K | 25K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported