CARTER FINANCIAL GROUP, INC.

Filed: 4/27/2026ACC: 0001104659-26-049334

📋 What this filing means

CARTER FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 126 equity positions with a total reported market value of $161.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

126

Positions

$161.67M

Total AUM (reported)

10.19M

Total Shares

Allocation by class

COM$34.68M21.5%

CL B NEW$19.99M12.4%

NASDAQ 100 ETF$11.06M6.8%

CWP ENHANCED DIV$8.07M5.0%

XTRACK MSCI EAFE$6.84M4.2%

BLOCKCHAIN LDR$6.42M4.0%

SHS BEN INT$5.02M3.1%

Portfolio Concentration

Top 3$39.12M24.2%

4–10$39.15M24.2%

11–25$34.31M21.2%

Rest$49.08M30.4%

Top 3 weight

24.2%

Top 10 weight

48.4%

Voting Authority Distribution

Total shares with voting rights: 161.67M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

161.67M

% of voting shares100.0%

Investment Discretion (by position count)

Sole126

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings126

Rows:

Berkshire Hathaway Inc Class B

SOLE

CL B NEW

Shares41.71K

TypeSH

Market value$19.99M

12.36%

Sole

0.00

Shared

0.00

None

19.99M

Invesco NASDAQ 100 ETF

SOLE

NASDAQ 100 ETF

Shares46.54K

TypeSH

Market value$11.06M

6.84%

Sole

0.00

Shared

0.00

None

11.06M

Amplify CWP Enhanced Dividend Income ETF

SOLE

CWP ENHANCED DIV

Shares179.98K

TypeSH

Market value$8.07M

4.99%

Sole

0.00

Shared

0.00

None

8.07M

Xtrackers MSCI EAFE Hedged Equity ETF

SOLE

XTRACK MSCI EAFE

Shares138.37K

TypeSH

Market value$6.84M

4.23%

Sole

0.00

Shared

0.00

None

6.84M

Apple Inc

SOLE

COM

Shares25.51K

TypeSH

Market value$6.47M

4.00%

Sole

0.00

Shared

0.00

None

6.47M

Amplify Blockchain Technology ETF

SOLE

BLOCKCHAIN LDR

Shares128.80K

TypeSH

Market value$6.42M

3.97%

Sole

0.00

Shared

0.00

None

6.42M

Bitwise Bitcoin ETF

SOLE

SHS BEN INT

Shares136.27K

TypeSH

Market value$5.02M

3.10%

Sole

0.00

Shared

0.00

None

5.02M

NVIDIA Corp

SOLE

COM

Shares28.33K

TypeSH

Market value$4.94M

3.06%

Sole

0.00

Shared

0.00

None

4.94M

Pacer US Small Cap Cash Cows 100 ETF

SOLE

US SMALL CAP CAS

Shares106.01K

TypeSH

Market value$4.76M

2.94%

Sole

0.00

Shared

0.00

None

4.76M

NEOS Enhanced Income Aggregate Bond ETF

SOLE

NEOS ENHCD INME

Shares99.92K

TypeSH

Market value$4.72M

2.92%

Sole

0.00

Shared

0.00

None

4.72M

Alphabet Inc Class C

SOLE

CAP STK CL C

Shares11.15K

TypeSH

Market value$3.20M

1.98%

Sole

0.00

Shared

0.00

None

3.20M

Cambria Global Real Estate ETF

SOLE

GBL REAL EST ETF

Shares127.13K

TypeSH

Market value$3.05M

1.89%

Sole

0.00

Shared

0.00

None

3.05M

Gabelli Financial Services Opp ETF

SOLE

FINL SVCS OPPTYS

Shares64.43K

TypeSH

Market value$2.68M

1.66%

Sole

0.00

Shared

0.00

None

2.68M

Vanguard FTSE Emerging Markets ETF

SOLE

FTSE EMR MKT ETF

Shares49.29K

TypeSH

Market value$2.66M

1.65%

Sole

0.00

Shared

0.00

None

2.66M

Microsoft Corp

SOLE

COM

Shares6.56K

TypeSH

Market value$2.43M

1.50%

Sole

0.00

Shared

0.00

None

2.43M

Alphabet Inc Class A

SOLE

CAP STK CL A

Shares8.41K

TypeSH

Market value$2.42M

1.50%

Sole

0.00

Shared

0.00

None

2.42M

Schwab International Small-Cap Eq ETF(R)

SOLE

INTL SCEQT ETF

Shares49.29K

TypeSH

Market value$2.30M

1.43%

Sole

0.00

Shared

0.00

None

2.30M

Invesco QQQ Trust

SOLE

UNIT SER 1

Shares3.98K

TypeSH

Market value$2.30M

1.42%

Sole

0.00

Shared

0.00

None

2.30M

Tesla Inc

SOLE

COM

Shares6.05K

TypeSH

Market value$2.25M

1.39%

Sole

0.00

Shared

0.00

None

2.25M

Palantir Technologies Inc Ordinary Shares - Class A

SOLE

CL A

Shares13.80K

TypeSH

Market value$2.02M

1.25%

Sole

0.00

Shared

0.00

None

2.02M

Global X Defense Tech ETF

SOLE

DEFENSE TECH ETF

Shares27.57K

TypeSH

Market value$1.95M

1.21%

Sole

0.00

Shared

0.00

None

1.95M

Janus Henderson Mortgage-Backed Sec ETF

SOLE

HENDERSON MTG

Shares41.34K

TypeSH

Market value$1.87M

1.16%

Sole

0.00

Shared

0.00

None

1.87M

JPMorgan Ultra-Short Income ETF

SOLE

ULTRA SHRT ETF

Shares34.99K

TypeSH

Market value$1.77M

1.10%

Sole

0.00

Shared

0.00

None

1.77M

Exxon Mobil Corp

SOLE

COM

Shares10.19K

TypeSH

Market value$1.73M

1.07%

Sole

0.00

Shared

0.00

None

1.73M

Invesco Aerospace & Defense ETF

SOLE

AEROSPACE DEFN

Shares10.14K

TypeSH

Market value$1.68M

1.04%

Sole

0.00

Shared

0.00

None

1.68M

Issuer	Class	Shares	Type	Value / Portfolio %	None
Berkshire Hathaway Inc Class BSOLE	CL B NEW	41.71K	SH	$19.99M 12.36%	19.99M
Invesco NASDAQ 100 ETFSOLE	NASDAQ 100 ETF	46.54K	SH	$11.06M 6.84%	11.06M
Amplify CWP Enhanced Dividend Income ETFSOLE	CWP ENHANCED DIV	179.98K	SH	$8.07M 4.99%	8.07M
Xtrackers MSCI EAFE Hedged Equity ETFSOLE	XTRACK MSCI EAFE	138.37K	SH	$6.84M 4.23%	6.84M
Apple IncSOLE	COM	25.51K	SH	$6.47M 4.00%	6.47M
Amplify Blockchain Technology ETFSOLE	BLOCKCHAIN LDR	128.80K	SH	$6.42M 3.97%	6.42M
Bitwise Bitcoin ETFSOLE	SHS BEN INT	136.27K	SH	$5.02M 3.10%	5.02M
NVIDIA CorpSOLE	COM	28.33K	SH	$4.94M 3.06%	4.94M
Pacer US Small Cap Cash Cows 100 ETFSOLE	US SMALL CAP CAS	106.01K	SH	$4.76M 2.94%	4.76M
NEOS Enhanced Income Aggregate Bond ETFSOLE	NEOS ENHCD INME	99.92K	SH	$4.72M 2.92%	4.72M
Alphabet Inc Class CSOLE	CAP STK CL C	11.15K	SH	$3.20M 1.98%	3.20M
Cambria Global Real Estate ETFSOLE	GBL REAL EST ETF	127.13K	SH	$3.05M 1.89%	3.05M
Gabelli Financial Services Opp ETFSOLE	FINL SVCS OPPTYS	64.43K	SH	$2.68M 1.66%	2.68M
Vanguard FTSE Emerging Markets ETFSOLE	FTSE EMR MKT ETF	49.29K	SH	$2.66M 1.65%	2.66M
Microsoft CorpSOLE	COM	6.56K	SH	$2.43M 1.50%	2.43M
Alphabet Inc Class ASOLE	CAP STK CL A	8.41K	SH	$2.42M 1.50%	2.42M
Schwab International Small-Cap Eq ETF(R)SOLE	INTL SCEQT ETF	49.29K	SH	$2.30M 1.43%	2.30M
Invesco QQQ TrustSOLE	UNIT SER 1	3.98K	SH	$2.30M 1.42%	2.30M
Tesla IncSOLE	COM	6.05K	SH	$2.25M 1.39%	2.25M
Palantir Technologies Inc Ordinary Shares - Class ASOLE	CL A	13.80K	SH	$2.02M 1.25%	2.02M
Global X Defense Tech ETFSOLE	DEFENSE TECH ETF	27.57K	SH	$1.95M 1.21%	1.95M
Janus Henderson Mortgage-Backed Sec ETFSOLE	HENDERSON MTG	41.34K	SH	$1.87M 1.16%	1.87M
JPMorgan Ultra-Short Income ETFSOLE	ULTRA SHRT ETF	34.99K	SH	$1.77M 1.10%	1.77M
Exxon Mobil CorpSOLE	COM	10.19K	SH	$1.73M 1.07%	1.73M
Invesco Aerospace & Defense ETFSOLE	AEROSPACE DEFN	10.14K	SH	$1.68M 1.04%	1.68M

Page 1 of 6

…