CARTER FINANCIAL GROUP, INC.

Filed: 8/22/2025ACC: 0001104659-25-081781

📋 What this filing means

CARTER FINANCIAL GROUP, INC. filed this quarterly 13F‑HR report disclosing 116 equity positions with a total reported market value of $152.90M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

116

Positions

$152.90M

Total AUM (reported)

10.17M

Total Shares

Allocation by class

COM$51.30M33.6%

NASDAQ 100 ETF$11.05M7.2%

BLOCKCHAIN LDR$7.66M5.0%

SHS BEN INT$7.63M5.0%

CWP ENHANCED DIV$7.34M4.8%

XTRACK MSCI EAFE$5.87M3.8%

NEOS ENHCD INME$4.13M2.7%

Portfolio Concentration

Top 3$39.47M25.8%

4–10$38.33M25.1%

11–25$32.22M21.1%

Rest$42.88M28.0%

Top 3 weight

25.8%

Top 10 weight

50.9%

Voting Authority Distribution

Total shares with voting rights: 10.17M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

10.17M

% of voting shares100.0%

Investment Discretion (by position count)

Sole116

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings116

Rows:

Berkshire Hathaway Inc Class B

SOLE

COM

Shares42.73K

TypeSH

Market value$20.76M

13.58%

Sole

0.00

Shared

0.00

None

42.73K

Invesco NASDAQ 100 ETF

SOLE

NASDAQ 100 ETF

Shares48.68K

TypeSH

Market value$11.05M

7.23%

Sole

0.00

Shared

0.00

None

48.68K

Amplify Transformational Data Shrg ETF

SOLE

BLOCKCHAIN LDR

Shares134.16K

TypeSH

Market value$7.66M

5.01%

Sole

0.00

Shared

0.00

None

134.16K

Bitwise Bitcoin ETF

SOLE

SHS BEN INT

Shares130.18K

TypeSH

Market value$7.63M

4.99%

Sole

0.00

Shared

0.00

None

130.18K

Amplify CWP Enhanced Dividend Income ETF

SOLE

CWP ENHANCED DIV

Shares172.50K

TypeSH

Market value$7.34M

4.80%

Sole

0.00

Shared

0.00

None

172.50K

Xtrackers MSCI EAFE Hedged Equity ETF

SOLE

XTRACK MSCI EAFE

Shares134.16K

TypeSH

Market value$5.87M

3.84%

Sole

0.00

Shared

0.00

None

134.16K

Apple Inc

SOLE

COM

Shares25.46K

TypeSH

Market value$5.22M

3.42%

Sole

0.00

Shared

0.00

None

25.46K

NVIDIA Corp

SOLE

COM

Shares27K

TypeSH

Market value$4.27M

2.79%

Sole

0.00

Shared

0.00

None

27K

NEOS Enhanced Income Aggregate Bond ETF

SOLE

NEOS ENHCD INME

Shares87.32K

TypeSH

Market value$4.13M

2.70%

Sole

0.00

Shared

0.00

None

87.32K

Pacer US Small Cap Cash Cows 100 ETF

SOLE

PACER US SMALL

Shares97.12K

TypeSH

Market value$3.87M

2.53%

Sole

0.00

Shared

0.00

None

97.12K

Cambria Global Real Estate ETF

SOLE

GBL REAL EST ETF

Shares146.34K

TypeSH

Market value$3.65M

2.39%

Sole

0.00

Shared

0.00

None

146.34K

Microsoft Corp

SOLE

COM

Shares6.68K

TypeSH

Market value$3.32M

2.17%

Sole

0.00

Shared

0.00

None

6.68K

Gabelli Financial Services Opp ETF

SOLE

FINL SVCS OPPTYS

Shares60.73K

TypeSH

Market value$2.88M

1.88%

Sole

0.00

Shared

0.00

None

60.73K

Vanguard FTSE Emerging Markets ETF

SOLE

FTSE EMR MKT ETF

Shares48.02K

TypeSH

Market value$2.38M

1.55%

Sole

0.00

Shared

0.00

None

48.02K

Invesco QQQ Trust

SOLE

UNIT SER 1

Shares4.11K

TypeSH

Market value$2.27M

1.48%

Sole

0.00

Shared

0.00

None

4.11K

Schwab International Small-Cap Eq ETF (TM)

SOLE

INTL SCEQT ETF

Shares49.93K

TypeSH

Market value$2.13M

1.39%

Sole

0.00

Shared

0.00

None

49.93K

Amazon.com Inc

SOLE

COM

Shares9.08K

TypeSH

Market value$1.99M

1.30%

Sole

0.00

Shared

0.00

None

9.08K

Alphabet Inc Class C

SOLE

COM CL C

Shares11.23K

TypeSH

Market value$1.99M

1.30%

Sole

0.00

Shared

0.00

None

11.23K

Palantir Technologies Inc Ordinary Shares - Class A

SOLE

CL A

Shares14.46K

TypeSH

Market value$1.97M

1.29%

Sole

0.00

Shared

0.00

None

14.46K

JPMorgan Ultra-Short Income ETF

SOLE

ULTRA SHRT INC

Shares35.45K

TypeSH

Market value$1.80M

1.17%

Sole

0.00

Shared

0.00

None

35.45K

Janus Henderson Mortgage-Backed Sec ETF

SOLE

HENDERSON MTG

Shares38.50K

TypeSH

Market value$1.73M

1.13%

Sole

0.00

Shared

0.00

None

38.50K

Global X Defense Tech ETF

SOLE

DEFENSE TECH ETF

Shares26.84K

TypeSH

Market value$1.62M

1.06%

Sole

0.00

Shared

0.00

None

26.84K

Invesco Aerospace & Defense ETF

SOLE

AEROSPACE DEFN

Shares10.88K

TypeSH

Market value$1.54M

1.01%

Sole

0.00

Shared

0.00

None

10.88K

Zacks Earnings Consistent ETF

SOLE

EARNGS CONSTANT

Shares46.56K

TypeSH

Market value$1.49M

0.97%

Sole

0.00

Shared

0.00

None

46.56K

Schwab US REIT ETF (TM)

SOLE

US REIT ETF

Shares69.36K

TypeSH

Market value$1.47M

0.96%

Sole

0.00

Shared

0.00

None

69.36K

Issuer	Class	Shares	Type	Value / Portfolio %	None
Berkshire Hathaway Inc Class BSOLE	COM	42.73K	SH	$20.76M 13.58%	42.73K
Invesco NASDAQ 100 ETFSOLE	NASDAQ 100 ETF	48.68K	SH	$11.05M 7.23%	48.68K
Amplify Transformational Data Shrg ETFSOLE	BLOCKCHAIN LDR	134.16K	SH	$7.66M 5.01%	134.16K
Bitwise Bitcoin ETFSOLE	SHS BEN INT	130.18K	SH	$7.63M 4.99%	130.18K
Amplify CWP Enhanced Dividend Income ETFSOLE	CWP ENHANCED DIV	172.50K	SH	$7.34M 4.80%	172.50K
Xtrackers MSCI EAFE Hedged Equity ETFSOLE	XTRACK MSCI EAFE	134.16K	SH	$5.87M 3.84%	134.16K
Apple IncSOLE	COM	25.46K	SH	$5.22M 3.42%	25.46K
NVIDIA CorpSOLE	COM	27K	SH	$4.27M 2.79%	27K
NEOS Enhanced Income Aggregate Bond ETFSOLE	NEOS ENHCD INME	87.32K	SH	$4.13M 2.70%	87.32K
Pacer US Small Cap Cash Cows 100 ETFSOLE	PACER US SMALL	97.12K	SH	$3.87M 2.53%	97.12K
Cambria Global Real Estate ETFSOLE	GBL REAL EST ETF	146.34K	SH	$3.65M 2.39%	146.34K
Microsoft CorpSOLE	COM	6.68K	SH	$3.32M 2.17%	6.68K
Gabelli Financial Services Opp ETFSOLE	FINL SVCS OPPTYS	60.73K	SH	$2.88M 1.88%	60.73K
Vanguard FTSE Emerging Markets ETFSOLE	FTSE EMR MKT ETF	48.02K	SH	$2.38M 1.55%	48.02K
Invesco QQQ TrustSOLE	UNIT SER 1	4.11K	SH	$2.27M 1.48%	4.11K
Schwab International Small-Cap Eq ETF (TM)SOLE	INTL SCEQT ETF	49.93K	SH	$2.13M 1.39%	49.93K
Amazon.com IncSOLE	COM	9.08K	SH	$1.99M 1.30%	9.08K
Alphabet Inc Class CSOLE	COM CL C	11.23K	SH	$1.99M 1.30%	11.23K
Palantir Technologies Inc Ordinary Shares - Class ASOLE	CL A	14.46K	SH	$1.97M 1.29%	14.46K
JPMorgan Ultra-Short Income ETFSOLE	ULTRA SHRT INC	35.45K	SH	$1.80M 1.17%	35.45K
Janus Henderson Mortgage-Backed Sec ETFSOLE	HENDERSON MTG	38.50K	SH	$1.73M 1.13%	38.50K
Global X Defense Tech ETFSOLE	DEFENSE TECH ETF	26.84K	SH	$1.62M 1.06%	26.84K
Invesco Aerospace & Defense ETFSOLE	AEROSPACE DEFN	10.88K	SH	$1.54M 1.01%	10.88K
Zacks Earnings Consistent ETFSOLE	EARNGS CONSTANT	46.56K	SH	$1.49M 0.97%	46.56K
Schwab US REIT ETF (TM)SOLE	US REIT ETF	69.36K	SH	$1.47M 0.96%	69.36K

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