CARTER ADAM (Chief Commercial Officer) received a stock award from OCLARO, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

CARTER ADAM

Filed: 12/10/2018ACC: 0001214659-18-007607

InsiderCARTER ADAMCIK 1615147

→

IssuerOCLARO, INC.CIK 1110647

Officer· Chief Commercial Officer

Since Aug 2018

-617.64K

Net shares

Net seller

$643.4K

Total sold

Open market trades

0B · 0S

Total transactions

60K acquired · 677.64K disposed

Non-Derivative Transactions3

Common Stock

Direct

A · Award

+60K

Price / share

—

Trade value

—

% of position

16.5%

12/6/2018

363.89K→423.89K

Common Stock

Direct

F · Tax Withholding

−76.23K

Price / share

$8.44

Trade value

$643.38K

% of position

18.0%

12/6/2018

423.89K→347.66K

Common Stock

Direct

D · Disposition

−347.66K

Price / share

—

Trade value

—

% of position

New position

12/10/2018

347.66K→0.00

Total

Net shares

−363.89K

Net value

-$643.38K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/6/2018	A · Award	+60K	—	—	16.5%	363.89K	423.89K
Common Stock Direct	12/6/2018	F · Tax Withholding	−76.23K	$8.44	$643.38K	18.0%	423.89K	347.66K
Common Stock Direct	12/10/2018	D · Disposition	−347.66K	—	—	New position	347.66K	0.00
Total			−363.89K		-$643.38K

Derivative Transactions6

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

30.63K shares

−30.63K

Strike price

Held after

0.00

Exercisable

—

12/10/2018

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

30.63K shares

−30.63K

Strike price

Held after

0.00

Exercisable

—

12/10/2018

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

27.50K shares

−27.50K

Strike price

Held after

0.00

Exercisable

—

12/10/2018

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

60K shares

−60K

Strike price

Held after

0.00

Exercisable

—

12/10/2018

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

5K shares

−5K

Strike price

Held after

0.00

Exercisable

—

12/10/2018

Stock Options (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

100K shares

−100K

Strike price

1.69

Held after

0.00

Exercisable

—

12/10/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Restricted Stock Units Direct	Common Stock30.63K shares	12/10/2018	D · Disposition	−30.63K		—
Restricted Stock Units Direct	Common Stock30.63K shares	12/10/2018	D · Disposition	−30.63K		—
Restricted Stock Units Direct	Common Stock27.50K shares	12/10/2018	D · Disposition	−27.50K		—
Restricted Stock Units Direct	Common Stock60K shares	12/10/2018	D · Disposition	−60K		—
Restricted Stock Units Direct	Common Stock5K shares	12/10/2018	D · Disposition	−5K		—
Stock Options (Right to Buy) Direct	Common Stock100K shares	12/10/2018	D · Disposition	−100K	1.69	—