CARROLL JOHN (Chief Executive Officer) reported 2 transactions at WHOLE EARTH BRANDS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/26/2020ACC: 0001104659-20-077501
DirectorOfficer10% Owner· Chief Executive Officer
Since Apr 2019
-9.75M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
7.50M acquired · 17.25M disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+7.50M
Price / share
—
Trade value
—
% of position
New position
6/24/2020
0.00→7.50M
Common Stock
Indirect
Shares
−3M
Price / share
—
Trade value
—
% of position
40.0%
6/25/2020
7.50M→4.50M
Total
Net shares
+4.50M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 6/24/2020 | C · Conversion | +7.50M | — | — | New position | 0.00 | 7.50M |
| Common Stock Indirect | 6/25/2020 | J · J | −3M | — | — | 40.0% | 7.50M | 4.50M |
| Total | +4.50M | $0.00 | ||||||
Derivative Transactions2
Class B Ordinary Shares
Indirect
Converts to
Class A Ordinary Shares
7.50M shares
Shares
−7.50M
Strike price
Held after
7.50M
Exercisable
—
6/24/2020
Warrants
Indirect
Converts to
Class A Ordinary Shares
0.00 shares
Shares
−6.75M
Strike price
Held after
0.00
Exercisable
—
6/25/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Ordinary Shares Indirect | Class A Ordinary Shares7.50M shares | 6/24/2020 | C · Conversion | −7.50M | — | 7.50M | |
| Warrants Indirect | Class A Ordinary Shares0.00 shares | 6/25/2020 | J · J | −6.75M | — | 0.00 |