CARRILLO SABAS D (Chief Executive Officer) received a stock award from BLUM HOLDINGS, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 1/27/2026ACC: 0001437749-26-002215
DirectorOfficer10% Owner· Chief Executive Officer
Since Dec 2025
+2.55M
Net shares
Net buyer
$2.50M
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
2.55M acquired
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+2.55M
Price / share
$0.98
Trade value
$2.50M
% of position
28.5%
12/31/2025
8.95M→11.50M
Total
Net shares
+2.55M
Net value
$2.50M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 12/31/2025 | A · Award | +2.55M | $0.98 | $2.50M | 28.5% | 8.95M | 11.50M |
| Total | +2.55M | $2.50M | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Series V Preferred Stock
IndirectShares owned3.57M
Common Stock
DirectShares owned92.39K
Total
92.39K direct·3.57M indirect3.66M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Series V Preferred Stock | 3.57M | Indirect |
| Common Stock | 92.39K | Direct |
| Total | 3.66M | 92.39K direct·3.57M indirect |
Derivative Holdings (Post-Transaction)1
Warrants to Purchase Common Stock
IndirectUnderlying security
Common Stock
Underlying shares
595.24K
Shares owned
595.24K
Exercise price
0.4600
Expiration
—
Exercise window
—
Total
Underlying
595.24K
Owned
595.24K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants to Purchase Common Stock Indirect | Common Stock | 0.4600 | — | — | 595.24K | 595.24K |
| Total | 595.24K | 595.24K | ||||