CARRILLO SABAS D (Chief Executive Officer) reported 2 transactions at BLUM HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/17/2025ACC: 0001437749-25-035478
DirectorOfficer10% Owner· Chief Executive Officer
Since Dec 2025
+4.01M
Net shares
Net buyer
$3.93M
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
4.01M acquired
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+1.53M
Price / share
$0.98
Trade value
$1.50M
% of position
31.0%
11/13/2025
4.93M→6.46M
Common Stock
Indirect
Shares
+2.48M
Price / share
$0.98
Trade value
$2.43M
% of position
38.4%
11/13/2025
6.46M→8.95M
Total
Net shares
+4.01M
Net value
$3.93M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 11/13/2025 | J · J | +1.53M | $0.98 | $1.50M | 31.0% | 4.93M | 6.46M |
| Common Stock Indirect | 11/13/2025 | J · J | +2.48M | $0.98 | $2.43M | 38.4% | 6.46M | 8.95M |
| Total | +4.01M | $3.93M | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
DirectShares owned92.39K
Series V Preferred Stock
IndirectShares owned3.57M
Total
92.39K direct·3.57M indirect3.66M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 92.39K | Direct |
| Series V Preferred Stock | 3.57M | Indirect |
| Total | 3.66M | 92.39K direct·3.57M indirect |
Derivative Holdings (Post-Transaction)1
Warrants to Purchase Common Stock
IndirectUnderlying security
Common Stock
Underlying shares
595.24K
Shares owned
595.24K
Exercise price
0.4600
Expiration
—
Exercise window
—
Total
Underlying
595.24K
Owned
595.24K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants to Purchase Common Stock Indirect | Common Stock | 0.4600 | — | — | 595.24K | 595.24K |
| Total | 595.24K | 595.24K | ||||