CARRILLO SABAS D enters BLUM HOLDINGS, INC. with 1.12M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 1/22/2024ACC: 0001437749-24-001882
DirectorOfficer10% Owner· Chief Executive Officer
Since Dec 2025
1.12M
Baseline shares
0.00
Direct ownership
0 positions
535.71K
Derivative underlying
2 instruments
1
Security positions
1.12M indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned1.12M
Total
1.12M indirect1.12M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.12M | Indirect |
| Total | 1.12M | 1.12M indirect |
Derivative Holdings2
Series V Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
357.14K
Shares owned
N/A
Exercise price
0.0000
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
178.57K
Shares owned
N/A
Exercise price
2.8000
Expiration
—
Exercise window
—
Total
Underlying
535.71K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series V Preferred Stock Indirect | Common Stock | 0.0000 | — | — | 357.14K | N/A |
| Warrants Indirect | Common Stock | 2.8000 | — | — | 178.57K | N/A |
| Total | 535.71K | 0.00 | ||||