CARRICO THOMAS JOESEPH enters NEURAXIS, INC with 10K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/8/2023ACC: 0001493152-23-027237
Officer· CRO, CCO, CPO
Since Jan 2026
10K
Baseline shares
100% direct
10K
Direct ownership
1 position
306.24K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned10K
Total
10K direct10K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 10K | Direct |
| Total | 10K | 10K direct |
Derivative Holdings1
Options (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
306.24K
Shares owned
N/A
Exercise price
6.94
Expiration
—
Exercise window
—
Total
Underlying
306.24K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options (Right to Buy) Direct | Common Stock | 6.94 | — | — | 306.24K | N/A |
| Total | 306.24K | 0.00 | ||||