CARPENTER CHAD M.

PrivateCIK: 1553630
Location

LA JOLLA, CA

CARPENTER CHAD M. (President and CEO) received a stock award from PACIFIC OAK RESIDENTIAL TRUST, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award
InsiderCARPENTER CHAD M.CIK 1553630
DirectorOfficer· President and CEO
Since Jan 2018
+10.80K
Net shares
Net buyer
$652.2K
Total acquired
0
Open market trades
0B · 0S
7
Total transactions
173.84K acquired · 163.04K disposed
Non-Derivative Transactions4

Common Stock

Direct
A · Award

Shares

+10.80K

Price / share

Trade value

% of position

1.5%
1/30/2018
700.79K711.59K

Common Stock

Direct
X · X

Shares

+6.79K

Price / share

$4.00

Trade value

$27.18K

% of position

1.0%
9/25/2018
711.59K718.39K

Common Stock

Direct
X · X

Shares

+56.25K

Price / share

$4.00

Trade value

$225K

% of position

7.8%
9/25/2018
718.39K774.64K

Common Stock

Direct
X · X

Shares

+100K

Price / share

$4.00

Trade value

$400K

% of position

12.9%
9/25/2018
774.64K874.64K
Total

Net shares

+173.84K

Net value

$652.18K

Derivative Transactions3

Warrant (right to buy)

Direct
X · X
Converts to

Common Stock

6.79K shares

Shares

6.79K

Strike price

4.00

Held after

0.00

Exercisable

9/25/2018

Warrant (right to buy)

Direct
X · X
Converts to

Common Stock

56.25K shares

Shares

56.25K

Strike price

4.00

Held after

0.00

Exercisable

9/25/2018

Warrant (right to buy)

Direct
X · X
Converts to

Common Stock

100K shares

Shares

100K

Strike price

4.00

Held after

0.00

Exercisable

9/25/2018
CARPENTER CHAD M. — Insider Transaction (Form 4) Filed Sep 25, 2018 | Finecho