CAROTHERS TODD

PrivateCIK: 1683736

Location

EVANSTON, IL

CAROTHERS TODD (EVP Sales & Marketing) reported 1 transaction at COUNTERPATH CORP

Review the transaction codes below to understand the nature of each event.

CAROTHERS TODD

Filed: 3/3/2021ACC: 0001567619-21-005582

InsiderCAROTHERS TODDCIK 1683736

→

IssuerCOUNTERPATH CORPCIK 1236997

Officer· EVP Sales & Marketing

Since Jul 2018

-163.13K

Net shares

Net seller

$63.9K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

163.13K disposed

Non-Derivative Transactions1

Common Shares

Direct

J · J

Shares

−18.30K

Price / share

$3.49

Trade value

$63.88K

% of position

New position

3/1/2021

18.30K→0.00

Total

Net shares

−18.30K

Net value

-$63.88K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Shares Direct	3/1/2021	J · J	−18.30K	$3.49	$63.88K	New position	18.30K	0.00
Total			−18.30K		-$63.88K

Derivative Transactions2

Stock Options

Direct

J · J

Converts to

Common

50K shares

Shares

−50K

Strike price

2.89

Held after

0.00

Exercisable

—

3/1/2021

Deferred Share Units

Direct

J · J

Converts to

Common

94.82K shares

Shares

−94.82K

Strike price

Held after

0.00

Exercisable

—

3/1/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	Common50K shares	3/1/2021	J · J	−50K	2.89	—	0.00
Deferred Share Units Direct	Common94.82K shares	3/1/2021	J · J	−94.82K		—	0.00

Non-Derivative Holdings (Post-Transaction)1

Common Shares

Direct

Shares owned18.30K

Total

18.30K direct18.30K

Security Title	Shares Owned	Ownership Type
Common Shares	18.30K	Direct
Total	18.30K	18.30K direct

Derivative Holdings (Post-Transaction)7

Stock Options

Direct

Underlying security

Common

Underlying shares

50K

Shares owned

50K

Exercise price

2.89

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

6K

Shares owned

74.82K

Exercise price

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

25K

Shares owned

68.82K

Exercise price

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

1.62K

Shares owned

3.82K

Exercise price

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

40K

Shares owned

43.82K

Exercise price

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

20K

Shares owned

94.82K

Exercise price

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

2.20K

Shares owned

2.20K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

144.82K

Owned

338.32K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Direct	Common	2.89	—	—	50K	50K
Deferred Share Units Direct	Common		—	—	6K	74.82K
Deferred Share Units Direct	Common		—	—	25K	68.82K
Deferred Share Units Direct	Common		—	—	1.62K	3.82K
Deferred Share Units Direct	Common		—	—	40K	43.82K
Deferred Share Units Direct	Common		—	—	20K	94.82K
Deferred Share Units Direct	Common		—	—	2.20K	2.20K
Total					144.82K	338.32K

CAROTHERS TODD — Insider Transaction (Form 4) Filed Mar 3, 2021 | Finecho