CAROTHERS TODD

PrivateCIK: 1683736

Location

EVANSTON, IL

CAROTHERS TODD (EVP Sales & Marketing) received a stock award from COUNTERPATH CORP

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

CAROTHERS TODD

Filed: 8/5/2020ACC: 0001567619-20-014358

InsiderCAROTHERS TODDCIK 1683736

→

IssuerCOUNTERPATH CORPCIK 1236997

Officer· EVP Sales & Marketing

Since Jul 2018

-4.97K

Net shares

Net seller

$6.3K

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

2.53K acquired · 7.50K disposed

Non-Derivative Transactions1

Common Shares

Direct

A · Award

Shares

+2.53K

Price / share

$2.50

Trade value

$6.32K

% of position

16.6%

6/19/2020

15.19K→17.72K

Total

Net shares

+2.53K

Net value

$6.32K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Shares Direct	6/19/2020	A · Award	+2.53K	$2.50	$6.32K	16.6%	15.19K	17.72K
Total			+2.53K		$6.32K

Derivative Transactions1

Stock Options (Common)

Direct

M · Option Exercise

Converts to

Common

7.50K shares

Shares

−7.50K

Strike price

2.50

Held after

0.00

Exercisable

—

6/19/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options (Common) Direct	Common7.50K shares	6/19/2020	M · Option Exercise	−7.50K	2.50	—	0.00

Non-Derivative Holdings (Post-Transaction)1

Common Shares

Direct

Shares owned15.19K

Total

15.19K direct15.19K

Security Title	Shares Owned	Ownership Type
Common Shares	15.19K	Direct
Total	15.19K	15.19K direct

Derivative Holdings (Post-Transaction)7

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

1.62K

Shares owned

3.82K

Exercise price

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

6K

Shares owned

74.82K

Exercise price

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common

Underlying shares

7.50K

Shares owned

7.50K

Exercise price

2.50

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

2.20K

Shares owned

2.20K

Exercise price

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common

Underlying shares

50K

Shares owned

50K

Exercise price

2.89

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

40K

Shares owned

43.82K

Exercise price

Expiration

—

Exercise window

—

Deferred Share Units

Direct

Underlying security

Common

Underlying shares

25K

Shares owned

68.82K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

132.32K

Owned

251K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Deferred Share Units Direct	Common		—	—	1.62K	3.82K
Deferred Share Units Direct	Common		—	—	6K	74.82K
Stock Options Direct	Common	2.50	—	—	7.50K	7.50K
Deferred Share Units Direct	Common		—	—	2.20K	2.20K
Stock Options Direct	Common	2.89	—	—	50K	50K
Deferred Share Units Direct	Common		—	—	40K	43.82K
Deferred Share Units Direct	Common		—	—	25K	68.82K
Total					132.32K	251K

CAROTHERS TODD — Insider Transaction (Form 4) Filed Aug 5, 2020 | Finecho