CARNIFAX RICHARD K (V.P. Global Operations) sold 5.2% of their position (806.00 shares) of UNIVERSAL ELECTRONICS INC on the open market

Open‑market sale worth $2.6K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

CARNIFAX RICHARD K

Filed: 11/12/2025ACC: 0000101984-25-000228

InsiderCARNIFAX RICHARD KCIK 1938060

→

IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· V.P. Global Operations

Since Jul 2022

-806.00

Net shares

Net seller

$2.6K

Total sold

Open market trades

0B · 1S

Total transactions

1.84K acquired · 2.65K disposed

Non-Derivative Transactions3

Common Stock

Direct

M · Option Exercise

+1.17K

Price / share

—

Trade value

—

% of position

8.5%

11/7/2025

13.66K→14.83K

Common Stock

Direct

M · Option Exercise

+673.00

Price / share

—

Trade value

—

% of position

4.5%

11/9/2025

14.83K→15.50K

Common Stock

Direct

S · Sale

−806.00

Price / share

$3.21

Trade value

$2.59K

% of position

5.2%

11/11/2025

15.50K→14.70K

Total

Net shares

+1.03K

Net value

-$2.59K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/7/2025	M · Option Exercise	+1.17K	—	—	8.5%	13.66K	14.83K
Common Stock Direct	11/9/2025	M · Option Exercise	+673.00	—	—	4.5%	14.83K	15.50K
Common Stock Direct	11/11/2025	S · Sale	−806.00	$3.21	$2.59K	5.2%	15.50K	14.70K
Total			+1.03K		-$2.59K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.17K shares

−1.17K

Strike price

Held after

7.18K

Exercisable

—

11/7/2025

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

673.00 shares

−673.00

Strike price

Held after

6.50K

Exercisable

—

11/9/2025

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.17K shares	11/7/2025	M · Option Exercise	−1.17K		—	7.18K
Restricted Stock Units Direct	Common Stock673.00 shares	11/9/2025	M · Option Exercise	−673.00		—	6.50K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Employee Stock Option (Rt to Buy)

Direct

Underlying security

Common Stock

Underlying shares

18.46K

Shares owned

18.46K

Exercise price

Expiration

—

Exercise window

—

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

92.43K

Shares owned

92.43K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

110.90K

Owned

110.90K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (Rt to Buy) Direct	Common Stock	—	—	18.46K	18.46K
Performance Stock Units Direct	Common Stock	—	—	92.43K	92.43K
Total				110.90K	110.90K