CARNIFAX RICHARD K (V.P. Global Operations) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

CARNIFAX RICHARD K

Filed: 8/11/2025ACC: 0000101984-25-000199

InsiderCARNIFAX RICHARD KCIK 1938060

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IssuerUNIVERSAL ELECTRONICS INCCIK 101984

Officer· V.P. Global Operations

Since Jul 2022

-769.00

Net shares

Net seller

$4.6K

Total sold

Open market trades

0B · 0S

Total transactions

1.84K acquired · 2.61K disposed

Non-Derivative Transactions4

Common Stock

Direct

M · Option Exercise

+1.17K

Price / share

—

Trade value

—

% of position

9.3%

8/7/2025

12.59K→13.76K

Common Stock

Direct

F · Tax Withholding

−488.00

Price / share

$6.35

Trade value

$3.10K

% of position

3.5%

8/7/2025

13.76K→13.27K

Common Stock

Direct

M · Option Exercise

+673.00

Price / share

—

Trade value

—

% of position

5.1%

8/9/2025

13.27K→13.94K

Common Stock

Direct

F · Tax Withholding

−281.00

Price / share

$5.41

Trade value

$1.52K

% of position

2.0%

8/9/2025

13.94K→13.66K

Total

Net shares

+1.07K

Net value

-$4.62K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/7/2025	M · Option Exercise	+1.17K	—	—	9.3%	12.59K	13.76K
Common Stock Direct	8/7/2025	F · Tax Withholding	−488.00	$6.35	$3.10K	3.5%	13.76K	13.27K
Common Stock Direct	8/9/2025	M · Option Exercise	+673.00	—	—	5.1%	13.27K	13.94K
Common Stock Direct	8/9/2025	F · Tax Withholding	−281.00	$5.41	$1.52K	2.0%	13.94K	13.66K
Total			+1.07K		-$4.62K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

1.17K shares

−1.17K

Strike price

Held after

9.02K

Exercisable

—

8/7/2025

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

673.00 shares

−673.00

Strike price

Held after

8.34K

Exercisable

—

8/9/2025

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock1.17K shares	8/7/2025	M · Option Exercise	−1.17K		—	9.02K
Restricted Stock Units Direct	Common Stock673.00 shares	8/9/2025	M · Option Exercise	−673.00		—	8.34K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)2

Performance Stock Units

Direct

Underlying security

Common Stock

Underlying shares

92.43K

Shares owned

92.43K

Exercise price

Expiration

—

Exercise window

—

Employee Stock Option (Rt to Buy)

Direct

Underlying security

Common Stock

Underlying shares

18.46K

Shares owned

18.46K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

110.90K

Owned

110.90K

Security	Underlying	Exercise Window	Expiration	Underlying Shares	Shares Owned
Performance Stock Units Direct	Common Stock	—	—	92.43K	92.43K
Employee Stock Option (Rt to Buy) Direct	Common Stock	—	—	18.46K	18.46K
Total				110.90K	110.90K