CARNIFAX RICHARD K (V.P. Global Operations) exercised options at UNIVERSAL ELECTRONICS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/12/2025ACC: 0000101984-25-000109
Officer· V.P. Global Operations
Since Jul 2022
-275.00
Net shares
Net seller
$1.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
673.00 acquired · 948.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+673.00
Price / share
—
Trade value
—
% of position
5.5%
5/9/2025
12.19K→12.87K
Common Stock
Direct
Shares
−275.00
Price / share
$6.87
Trade value
$1.89K
% of position
2.1%
5/9/2025
12.87K→12.59K
Total
Net shares
+398.00
Net value
-$1.89K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/9/2025 | M · Option Exercise | +673.00 | — | — | 5.5% | 12.19K | 12.87K |
| Common Stock Direct | 5/9/2025 | F · Tax Withholding | −275.00 | $6.87 | $1.89K | 2.1% | 12.87K | 12.59K |
| Total | +398.00 | -$1.89K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
673.00 shares
Shares
−673.00
Strike price
Held after
10.18K
Exercisable
—
5/9/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock673.00 shares | 5/9/2025 | M · Option Exercise | −673.00 | — | 10.18K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Employee Stock Option (Rt to Buy)
DirectUnderlying security
Common Stock
Underlying shares
0.00
Shares owned
18.46K
Exercise price
Expiration
—
Exercise window
—
Performance Stock Units
DirectUnderlying security
Common Stock
Underlying shares
92.43K
Shares owned
92.43K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
92.43K
Owned
110.90K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (Rt to Buy) Direct | Common Stock | — | — | 0.00 | 18.46K | |
| Performance Stock Units Direct | Common Stock | — | — | 92.43K | 92.43K | |
| Total | 92.43K | 110.90K | ||||