CARNIFAX RICHARD K (V.P. Global Operations) exercised options at UNIVERSAL ELECTRONICS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/8/2025ACC: 0000101984-25-000095
Officer· V.P. Global Operations
Since Jul 2022
-477.00
Net shares
Net seller
$2.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.17K acquired · 1.64K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.17K
Price / share
—
Trade value
—
% of position
10.1%
5/7/2025
11.50K→12.67K
Common Stock
Direct
Shares
−477.00
Price / share
$5.68
Trade value
$2.71K
% of position
3.8%
5/7/2025
12.67K→12.19K
Total
Net shares
+690.00
Net value
-$2.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/7/2025 | M · Option Exercise | +1.17K | — | — | 10.1% | 11.50K | 12.67K |
| Common Stock Direct | 5/7/2025 | F · Tax Withholding | −477.00 | $5.68 | $2.71K | 3.8% | 12.67K | 12.19K |
| Total | +690.00 | -$2.71K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.17K shares
Shares
−1.17K
Strike price
Held after
10.86K
Exercisable
—
5/7/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.17K shares | 5/7/2025 | M · Option Exercise | −1.17K | — | 10.86K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Performance Stock Units
DirectUnderlying security
Common Stock
Underlying shares
92.43K
Shares owned
92.43K
Exercise price
Expiration
—
Exercise window
—
Employee Stock Option (Rt to Buy)
DirectUnderlying security
Common Stock
Underlying shares
0.00
Shares owned
18.46K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
92.43K
Owned
110.90K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance Stock Units Direct | Common Stock | — | — | 92.43K | 92.43K | |
| Employee Stock Option (Rt to Buy) Direct | Common Stock | — | — | 0.00 | 18.46K | |
| Total | 92.43K | 110.90K | ||||