CARNIFAX RICHARD K (V.P. Global Operations) exercised options at UNIVERSAL ELECTRONICS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/25/2025ACC: 0000101984-25-000033
Officer· V.P. Global Operations
Since Jul 2022
-911.00
Net shares
Net seller
$7.7K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
1.93K acquired · 2.85K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+1.93K
Price / share
—
Trade value
—
% of position
18.5%
2/22/2025
10.48K→12.41K
Common Stock
Direct
Shares
−911.00
Price / share
$8.47
Trade value
$7.72K
% of position
7.3%
2/22/2025
12.41K→11.50K
Total
Net shares
+1.02K
Net value
-$7.72K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/22/2025 | M · Option Exercise | +1.93K | — | — | 18.5% | 10.48K | 12.41K |
| Common Stock Direct | 2/22/2025 | F · Tax Withholding | −911.00 | $8.47 | $7.72K | 7.3% | 12.41K | 11.50K |
| Total | +1.02K | -$7.72K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
1.93K shares
Shares
−1.93K
Strike price
Held after
12.02K
Exercisable
—
2/22/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock1.93K shares | 2/22/2025 | M · Option Exercise | −1.93K | — | 12.02K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Performance Stock Units
DirectUnderlying security
Common Stock
Underlying shares
0.00
Shares owned
14K
Exercise price
Expiration
—
Exercise window
—
Employee Stock Option (Rt to Buy)
DirectUnderlying security
Common Stock
Underlying shares
0.00
Shares owned
18.46K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
32.47K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance Stock Units Direct | Common Stock | — | — | 0.00 | 14K | |
| Employee Stock Option (Rt to Buy) Direct | Common Stock | — | — | 0.00 | 18.46K | |
| Total | 0.00 | 32.47K | ||||