CARNIFAX RICHARD K (V.P. Global Operations) exercised options at UNIVERSAL ELECTRONICS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/10/2024ACC: 0000101984-24-000071
Officer· V.P. Global Operations
Since Jul 2022
-317.00
Net shares
Net seller
$4.3K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
673.00 acquired · 990.00 disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+673.00
Price / share
—
Trade value
—
% of position
10.3%
5/9/2024
6.52K→7.19K
Common Stock
Direct
Shares
−317.00
Price / share
$13.71
Trade value
$4.35K
% of position
4.4%
5/9/2024
7.19K→6.87K
Total
Net shares
+356.00
Net value
-$4.35K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/9/2024 | M · Option Exercise | +673.00 | — | — | 10.3% | 6.52K | 7.19K |
| Common Stock Direct | 5/9/2024 | F · Tax Withholding | −317.00 | $13.71 | $4.35K | 4.4% | 7.19K | 6.87K |
| Total | +356.00 | -$4.35K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
673.00 shares
Shares
−673.00
Strike price
Held after
20.64K
Exercisable
—
5/9/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock673.00 shares | 5/9/2024 | M · Option Exercise | −673.00 | — | 20.64K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Performance Stock Units
DirectUnderlying security
Common Stock
Underlying shares
0.00
Shares owned
14K
Exercise price
Expiration
—
Exercise window
—
Employee Stock Option (Rt to Buy)
DirectUnderlying security
Common Stock
Underlying shares
0.00
Shares owned
18.46K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
32.47K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance Stock Units Direct | Common Stock | — | — | 0.00 | 14K | |
| Employee Stock Option (Rt to Buy) Direct | Common Stock | — | — | 0.00 | 18.46K | |
| Total | 0.00 | 32.47K | ||||