CARNIFAX RICHARD K

PrivateCIK: 1938060
Location

SCOTTSDALE, AZ

CARNIFAX RICHARD K (V.P. Global Operations) exercised options at UNIVERSAL ELECTRONICS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises
InsiderCARNIFAX RICHARD KCIK 1938060
Officer· V.P. Global Operations
Since Jul 2022
-1.30K
Net shares
Net seller
$11.0K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
2.77K acquired · 4.08K disposed
Non-Derivative Transactions4

Common Stock

Direct
M · Option Exercise

Shares

+1.93K

Price / share

Trade value

% of position

38.3%
2/22/2024
5.05K6.99K

Common Stock

Direct
F · Tax Withholding

Shares

911.00

Price / share

$8.46

Trade value

$7.71K

% of position

13.0%
2/22/2024
6.99K6.08K

Common Stock

Direct
M · Option Exercise

Shares

+836.00

Price / share

Trade value

% of position

13.8%
2/25/2024
6.08K6.91K

Common Stock

Direct
F · Tax Withholding

Shares

394.00

Price / share

$8.42

Trade value

$3.32K

% of position

5.7%
2/25/2024
6.91K6.52K
Total

Net shares

+1.47K

Net value

-$11.02K

Derivative Transactions2

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

1.93K shares

Shares

1.93K

Strike price

Held after

22.15K

Exercisable

2/22/2024

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

836.00 shares

Shares

836.00

Strike price

Held after

21.32K

Exercisable

2/25/2024
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2

Performance Stock Units

Direct
Underlying security
Common Stock

Underlying shares

0.00

Shares owned

14K

Exercise price

Expiration

Exercise window

Employee Stock Option (Rt to Buy)

Direct
Underlying security
Common Stock

Underlying shares

0.00

Shares owned

18.46K

Exercise price

Expiration

Exercise window

Total

Underlying

0.00

Owned

32.47K

CARNIFAX RICHARD K — Insider Transaction (Form 4) Filed Feb 26, 2024 | Finecho