CARNIFAX RICHARD K (V.P. Global Operations) exercised options at UNIVERSAL ELECTRONICS INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/13/2024ACC: 0000101984-24-000031
Officer· V.P. Global Operations
Since Jul 2022
-1.27K
Net shares
Net seller
$10.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.69K acquired · 3.96K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.69K
Price / share
—
Trade value
—
% of position
74.2%
2/9/2024
3.63K→6.32K
Common Stock
Direct
Shares
−1.27K
Price / share
$8.62
Trade value
$10.93K
% of position
20.1%
2/9/2024
6.32K→5.05K
Total
Net shares
+1.42K
Net value
-$10.93K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/9/2024 | M · Option Exercise | +2.69K | — | — | 74.2% | 3.63K | 6.32K |
| Common Stock Direct | 2/9/2024 | F · Tax Withholding | −1.27K | $8.62 | $10.93K | 20.1% | 6.32K | 5.05K |
| Total | +1.42K | -$10.93K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
2.69K shares
Shares
−2.69K
Strike price
Held after
24.09K
Exercisable
—
2/9/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.69K shares | 2/9/2024 | M · Option Exercise | −2.69K | — | 24.09K |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)2
Performance Stock Units
DirectUnderlying security
Common Stock
Underlying shares
0.00
Shares owned
14K
Exercise price
Expiration
—
Exercise window
—
Employee Stock Option (Rt to Buy)
DirectUnderlying security
Common Stock
Underlying shares
0.00
Shares owned
18.46K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
32.47K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance Stock Units Direct | Common Stock | — | — | 0.00 | 14K | |
| Employee Stock Option (Rt to Buy) Direct | Common Stock | — | — | 0.00 | 18.46K | |
| Total | 0.00 | 32.47K | ||||