CARNEGIE MARK H. enters EBR SYSTEMS, INC. with 41.11M shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Indirect Derivatives

CARNEGIE MARK H.

Filed: 10/15/2024ACC: 0001213900-24-087442

InsiderCARNEGIE MARK H.CIK 2040841

→

IssuerEBR SYSTEMS, INC.CIK 1347123

10% Owner

Since Sep 2024

41.11M

Baseline shares

0.00

Direct ownership

0 positions

6.17M

Derivative underlying

15 instruments

Security positions

41.11M indirect

Non-Derivative Holdings5

Common Stock

Indirect

Shares owned14.95M

Common Stock

Indirect

Shares owned3.32M

Common Stock

Indirect

Shares owned784.21K

Common Stock

Indirect

Shares owned14.16M

Common Stock

Indirect

Shares owned7.88M

Total

41.11M indirect41.11M

Security Title	Shares Owned	Ownership Type
Common Stock	14.95M	Indirect
Common Stock	3.32M	Indirect
Common Stock	784.21K	Indirect
Common Stock	14.16M	Indirect
Common Stock	7.88M	Indirect
Total	41.11M	41.11M indirect

Derivative Holdings15

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

177.06K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

177.06K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

224.26K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

682.02K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

1.95M

Shares owned

N/A

Exercise price

0.41

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

682.02K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

224.26K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

91.16K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

378.57K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

70.83K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

378.57K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

362.51K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

337.56K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

91.16K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Warrant (right to buy)

Indirect

Underlying security

Common Stock

Underlying shares

337.56K

Shares owned

N/A

Exercise price

0.59

Expiration

—

Exercise window

—

Total

Underlying

6.17M

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	177.06K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	177.06K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	224.26K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	682.02K	N/A
Warrant (right to buy) Indirect	Common Stock	0.41	—	—	1.95M	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	682.02K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	224.26K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	91.16K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	378.57K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	70.83K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	378.57K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	362.51K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	337.56K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	91.16K	N/A
Warrant (right to buy) Indirect	Common Stock	0.59	—	—	337.56K	N/A
Total					6.17M	0.00