CARMICHAEL HILL & ASSOCIATES, INC.

Filed: 1/23/2024ACC: 0001730295-24-000002

📋 What this filing means

CARMICHAEL HILL & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 791 equity positions with a total reported market value of $241.45M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

791

Positions

$241.45M

Total AUM (reported)

2.61M

Total Shares

Allocation by class

COM$87.25M36.1%

CALL$15.13M6.3%

US BRD MKT ETF$9.09M3.8%

CL B NEW$7.16M3.0%

INF TECH ETF$6.52M2.7%

US LRG CAP ETF$5.85M2.4%

S&P DIVID ETF$5.29M2.2%

Portfolio Concentration

Top 3$39.38M16.3%

4–10$37.68M15.6%

11–25$45.29M18.8%

Rest$119.09M49.3%

Top 3 weight

16.3%

Top 10 weight

31.9%

Voting Authority Distribution

Total shares with voting rights: 2.61M

Sole

Full voting authority

21.93K

% of voting shares0.8%

Shared

Joint voting authority

382.76K

% of voting shares14.7%

None

No voting authority

2.21M

% of voting shares84.5%

Investment Discretion (by position count)

Sole791

Shared0

Other0

Dominant voting typeNone · 84.5% of voting shares

Institutional Holdings791

Rows:

APPLE INC

SOLE

COM

Shares95.96K

TypeSH

Market value$18.48M

7.65%

Sole

500.00

Shared

2.96K

None

92.50K

MICROSOFT CORP

SOLE

COM

Shares31.43K

TypeSH

Market value$11.82M

4.89%

Sole

0.00

Shared

475.00

None

30.95K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares163.20K

TypeSH

Market value$9.09M

3.76%

Sole

247.00

Shared

36.66K

None

126.30K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares20.08K

TypeSH

Market value$7.16M

2.97%

Sole

0.00

Shared

1.02K

None

19.05K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares13.46K

TypeSH

Market value$6.52M

2.70%

Sole

47.00

Shared

1.23K

None

12.19K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares103.64K

TypeSH

Market value$5.85M

2.42%

Sole

2.47K

Shared

25.63K

None

75.55K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares42.33K

TypeSH

Market value$5.29M

2.19%

Sole

739.00

Shared

2.34K

None

39.25K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares31.05K

TypeSH

Market value$4.90M

2.03%

Sole

0.00

Shared

2.16K

None

28.89K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares80.13K

TypeSH

Market value$4.09M

1.69%

Sole

0.00

Shared

0.00

None

80.13K

ALPHABET INC

SOLE

CAP STK CL A

Shares27.77K

TypeSH

Market value$3.88M

1.61%

Sole

0.00

Shared

2.47K

None

25.30K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares100.77K

TypeSH

Market value$3.72M

1.54%

Sole

620.00

Shared

22.41K

None

77.74K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares17.45K

TypeSH

Market value$3.72M

1.54%

Sole

0.00

Shared

1.68K

None

15.77K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares31.14K

TypeSH

Market value$3.48M

1.44%

Sole

0.00

Shared

2.54K

None

28.59K

JOHNSON & JOHNSON

SOLE

COM

Shares21.80K

TypeSH

Market value$3.42M

1.42%

Sole

0.00

Shared

275.00

None

21.53K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares20K

TypeSH

Market value$3.29M

1.36%

Sole

145.00

Shared

2.39K

None

17.47K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares42.38K

TypeSH

Market value$3.19M

1.32%

Sole

126.00

Shared

11.18K

None

31.08K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares65.15K

TypeSH

Market value$3.08M

1.27%

Sole

241.00

Shared

17.30K

None

47.61K

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares11.68K

TypeSH

Market value$2.93M

1.21%

Sole

69.00

Shared

539.00

None

11.08K

MCDONALDS CORP

SOLE

COM

Shares9.77K

TypeSH

Market value$2.90M

1.20%

Sole

0.00

Shared

0.00

None

9.77K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares12.09K

TypeSH

Market value$2.81M

1.17%

Sole

0.00

Shared

592.00

None

11.50K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares5.62K

TypeSH

Market value$2.69M

1.11%

Sole

0.00

Shared

160.00

None

5.46K

AMAZON COM INC

SOLE

COM

Shares17.57K

TypeSH

Market value$2.67M

1.11%

Sole

0.00

Shared

2.49K

None

15.08K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares15.38K

TypeSH

Market value$2.62M

1.09%

Sole

0.00

Shared

568.00

None

14.81K

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS1000GRW

Shares32.87K

TypeSH

Market value$2.56M

1.06%

Sole

0.00

Shared

3.25K

None

29.62K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares5.07K

TypeSH

Market value$2.21M

0.92%

Sole

0.00

Shared

316.00

None

4.75K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	95.96K	SH	$18.48M 7.65%	500.00	2.96K	92.50K
MICROSOFT CORPSOLE	COM	31.43K	SH	$11.82M 4.89%	0.00	475.00	30.95K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	163.20K	SH	$9.09M 3.76%	247.00	36.66K	126.30K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	20.08K	SH	$7.16M 2.97%	0.00	1.02K	19.05K
VANGUARD WORLD FDSSOLE	INF TECH ETF	13.46K	SH	$6.52M 2.70%	47.00	1.23K	12.19K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	103.64K	SH	$5.85M 2.42%	2.47K	25.63K	75.55K
SPDR SER TRSOLE	S&P DIVID ETF	42.33K	SH	$5.29M 2.19%	739.00	2.34K	39.25K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	31.05K	SH	$4.90M 2.03%	0.00	2.16K	28.89K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	80.13K	SH	$4.09M 1.69%	0.00	0.00	80.13K
ALPHABET INCSOLE	CAP STK CL A	27.77K	SH	$3.88M 1.61%	0.00	2.47K	25.30K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	100.77K	SH	$3.72M 1.54%	620.00	22.41K	77.74K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	17.45K	SH	$3.72M 1.54%	0.00	1.68K	15.77K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	31.14K	SH	$3.48M 1.44%	0.00	2.54K	28.59K
JOHNSON & JOHNSONSOLE	COM	21.80K	SH	$3.42M 1.42%	0.00	275.00	21.53K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	20K	SH	$3.29M 1.36%	145.00	2.39K	17.47K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	42.38K	SH	$3.19M 1.32%	126.00	11.18K	31.08K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	65.15K	SH	$3.08M 1.27%	241.00	17.30K	47.61K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	11.68K	SH	$2.93M 1.21%	69.00	539.00	11.08K
MCDONALDS CORPSOLE	COM	9.77K	SH	$2.90M 1.20%	0.00	0.00	9.77K
VANGUARD INDEX FDSSOLE	MID CAP ETF	12.09K	SH	$2.81M 1.17%	0.00	592.00	11.50K
ISHARES TRSOLE	CORE S&P500 ETF	5.62K	SH	$2.69M 1.11%	0.00	160.00	5.46K
AMAZON COM INCSOLE	COM	17.57K	SH	$2.67M 1.11%	0.00	2.49K	15.08K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	15.38K	SH	$2.62M 1.09%	0.00	568.00	14.81K
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS1000GRW	32.87K	SH	$2.56M 1.06%	0.00	3.25K	29.62K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	5.07K	SH	$2.21M 0.92%	0.00	316.00	4.75K

Page 1 of 32

…