CARMICHAEL HILL & ASSOCIATES, INC.

Filed: 10/30/2023ACC: 0001730295-23-000008

📋 What this filing means

CARMICHAEL HILL & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 791 equity positions with a total reported market value of $217.34M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

791

Positions

$217.34M

Total AUM (reported)

2.70M

Total Shares

Allocation by class

COM$80.47M37.0%

CALL$13.62M6.3%

US BRD MKT ETF$7.78M3.6%

CL B NEW$7.13M3.3%

INF TECH ETF$5.50M2.5%

S&P DIVID ETF$4.89M2.3%

US LRG CAP ETF$4.86M2.2%

Portfolio Concentration

Top 3$34.40M15.8%

4–10$34.40M15.8%

11–25$40.72M18.7%

Rest$107.82M49.6%

Top 3 weight

15.8%

Top 10 weight

31.7%

Voting Authority Distribution

Total shares with voting rights: 2.70M

Sole

Full voting authority

21.93K

% of voting shares0.8%

Shared

Joint voting authority

388.82K

% of voting shares14.4%

None

No voting authority

2.29M

% of voting shares84.8%

Investment Discretion (by position count)

Sole791

Shared0

Other0

Dominant voting typeNone · 84.8% of voting shares

Institutional Holdings791

Rows:

APPLE INC

SOLE

COM

Shares96.43K

TypeSH

Market value$16.51M

7.60%

Sole

500.00

Shared

2.96K

None

92.97K

MICROSOFT CORP

SOLE

COM

Shares32.02K

TypeSH

Market value$10.11M

4.65%

Sole

0.00

Shared

474.00

None

31.55K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares156.06K

TypeSH

Market value$7.78M

3.58%

Sole

0.00

Shared

35.92K

None

120.14K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares20.36K

TypeSH

Market value$7.13M

3.28%

Sole

0.00

Shared

1.02K

None

19.34K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares13.27K

TypeSH

Market value$5.50M

2.53%

Sole

47.00

Shared

1.23K

None

11.99K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares42.55K

TypeSH

Market value$4.89M

2.25%

Sole

739.00

Shared

2.42K

None

39.39K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares96.09K

TypeSH

Market value$4.86M

2.24%

Sole

2.47K

Shared

25.27K

None

68.36K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares30.04K

TypeSH

Market value$4.26M

1.96%

Sole

0.00

Shared

2.29K

None

27.75K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares85.19K

TypeSH

Market value$4.10M

1.89%

Sole

0.00

Shared

0.00

None

85.19K

ALPHABET INC

SOLE

CAP STK CL A

Shares27.92K

TypeSH

Market value$3.65M

1.68%

Sole

0.00

Shared

2.54K

None

25.38K

JOHNSON & JOHNSON

SOLE

COM

Shares22.36K

TypeSH

Market value$3.48M

1.60%

Sole

0.00

Shared

274.00

None

22.09K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares17.49K

TypeSH

Market value$3.31M

1.52%

Sole

0.00

Shared

1.67K

None

15.83K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares97.19K

TypeSH

Market value$3.30M

1.52%

Sole

620.00

Shared

21.57K

None

75K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares30.45K

TypeSH

Market value$3.15M

1.45%

Sole

0.00

Shared

2.54K

None

27.91K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares19.87K

TypeSH

Market value$2.85M

1.31%

Sole

145.00

Shared

2.37K

None

17.35K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares41.18K

TypeSH

Market value$2.79M

1.28%

Sole

126.00

Shared

11.11K

None

29.95K

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares11.24K

TypeSH

Market value$2.64M

1.22%

Sole

69.00

Shared

537.00

None

10.63K

MCDONALDS CORP

SOLE

COM

Shares9.82K

TypeSH

Market value$2.59M

1.19%

Sole

0.00

Shared

0.00

None

9.82K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares5.93K

TypeSH

Market value$2.55M

1.17%

Sole

0.00

Shared

160.00

None

5.77K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares60.53K

TypeSH

Market value$2.51M

1.15%

Sole

241.00

Shared

17.07K

None

43.22K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares11.90K

TypeSH

Market value$2.48M

1.14%

Sole

0.00

Shared

577.00

None

11.32K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares15.30K

TypeSH

Market value$2.38M

1.09%

Sole

0.00

Shared

634.00

None

14.67K

PROCTER AND GAMBLE CO

SOLE

COM

Shares15.47K

TypeSH

Market value$2.26M

1.04%

Sole

675.00

Shared

2.01K

None

12.78K

AMAZON COM INC

SOLE

COM

Shares17.69K

TypeSH

Market value$2.25M

1.03%

Sole

0.00

Shared

2.56K

None

15.13K

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS1000GRW

Shares32.19K

TypeSH

Market value$2.20M

1.01%

Sole

0.00

Shared

3.42K

None

28.78K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	96.43K	SH	$16.51M 7.60%	500.00	2.96K	92.97K
MICROSOFT CORPSOLE	COM	32.02K	SH	$10.11M 4.65%	0.00	474.00	31.55K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	156.06K	SH	$7.78M 3.58%	0.00	35.92K	120.14K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	20.36K	SH	$7.13M 3.28%	0.00	1.02K	19.34K
VANGUARD WORLD FDSSOLE	INF TECH ETF	13.27K	SH	$5.50M 2.53%	47.00	1.23K	11.99K
SPDR SER TRSOLE	S&P DIVID ETF	42.55K	SH	$4.89M 2.25%	739.00	2.42K	39.39K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	96.09K	SH	$4.86M 2.24%	2.47K	25.27K	68.36K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	30.04K	SH	$4.26M 1.96%	0.00	2.29K	27.75K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	85.19K	SH	$4.10M 1.89%	0.00	0.00	85.19K
ALPHABET INCSOLE	CAP STK CL A	27.92K	SH	$3.65M 1.68%	0.00	2.54K	25.38K
JOHNSON & JOHNSONSOLE	COM	22.36K	SH	$3.48M 1.60%	0.00	274.00	22.09K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	17.49K	SH	$3.31M 1.52%	0.00	1.67K	15.83K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	97.19K	SH	$3.30M 1.52%	620.00	21.57K	75K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	30.45K	SH	$3.15M 1.45%	0.00	2.54K	27.91K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	19.87K	SH	$2.85M 1.31%	145.00	2.37K	17.35K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	41.18K	SH	$2.79M 1.28%	126.00	11.11K	29.95K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	11.24K	SH	$2.64M 1.22%	69.00	537.00	10.63K
MCDONALDS CORPSOLE	COM	9.82K	SH	$2.59M 1.19%	0.00	0.00	9.82K
ISHARES TRSOLE	CORE S&P500 ETF	5.93K	SH	$2.55M 1.17%	0.00	160.00	5.77K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	60.53K	SH	$2.51M 1.15%	241.00	17.07K	43.22K
VANGUARD INDEX FDSSOLE	MID CAP ETF	11.90K	SH	$2.48M 1.14%	0.00	577.00	11.32K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	15.30K	SH	$2.38M 1.09%	0.00	634.00	14.67K
PROCTER AND GAMBLE COSOLE	COM	15.47K	SH	$2.26M 1.04%	675.00	2.01K	12.78K
AMAZON COM INCSOLE	COM	17.69K	SH	$2.25M 1.03%	0.00	2.56K	15.13K
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS1000GRW	32.19K	SH	$2.20M 1.01%	0.00	3.42K	28.78K

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