CARMICHAEL HILL & ASSOCIATES, INC.

Filed: 4/5/2023ACC: 0001730295-23-000004

📋 What this filing means

CARMICHAEL HILL & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 781 equity positions with a total reported market value of $207.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

781

Positions

$207.27M

Total AUM (reported)

2.64M

Total Shares

Allocation by class

COM$78.42M37.8%

CALL$11.95M5.8%

US BRD MKT ETF$7.80M3.8%

CL B NEW$5.97M2.9%

INF TECH ETF$5.18M2.5%

S&P DIVID ETF$4.55M2.2%

TAX EXEMPT BD$4.48M2.2%

Portfolio Concentration

Top 3$33.07M16.0%

4–10$31.60M15.2%

11–25$38.14M18.4%

Rest$104.46M50.4%

Top 3 weight

16.0%

Top 10 weight

31.2%

Voting Authority Distribution

Total shares with voting rights: 2.64M

Sole

Full voting authority

20.75K

% of voting shares0.8%

Shared

Joint voting authority

378.99K

% of voting shares14.4%

None

No voting authority

2.24M

% of voting shares84.8%

Investment Discretion (by position count)

Sole781

Shared0

Other0

Dominant voting typeNone · 84.8% of voting shares

Institutional Holdings781

Rows:

APPLE INC

SOLE

COM

Shares96.17K

TypeSH

Market value$15.86M

7.65%

Sole

500.00

Shared

2.96K

None

92.71K

MICROSOFT CORP

SOLE

COM

Shares32.64K

TypeSH

Market value$9.41M

4.54%

Sole

0.00

Shared

472.00

None

32.17K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares163.05K

TypeSH

Market value$7.80M

3.76%

Sole

0.00

Shared

41.10K

None

121.95K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares19.34K

TypeSH

Market value$5.97M

2.88%

Sole

0.00

Shared

1.02K

None

18.32K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares13.44K

TypeSH

Market value$5.18M

2.50%

Sole

47.00

Shared

1.28K

None

12.11K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares36.79K

TypeSH

Market value$4.55M

2.20%

Sole

573.00

Shared

2.38K

None

33.83K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares88.35K

TypeSH

Market value$4.48M

2.16%

Sole

0.00

Shared

0.00

None

88.35K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares86.07K

TypeSH

Market value$4.16M

2.01%

Sole

2.47K

Shared

26.21K

None

57.40K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares26.11K

TypeSH

Market value$3.78M

1.82%

Sole

0.00

Shared

1.77K

None

24.34K

JOHNSON & JOHNSON

SOLE

COM

Shares22.47K

TypeSH

Market value$3.48M

1.68%

Sole

0.00

Shared

1.13K

None

21.34K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares93.02K

TypeSH

Market value$3.24M

1.56%

Sole

620.00

Shared

21.40K

None

71K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares15.90K

TypeSH

Market value$3.01M

1.45%

Sole

0.00

Shared

1.43K

None

14.47K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares26.89K

TypeSH

Market value$2.84M

1.37%

Sole

0.00

Shared

2.59K

None

24.30K

ALPHABET INC

SOLE

CAP STK CL A

Shares27.23K

TypeSH

Market value$2.82M

1.36%

Sole

0.00

Shared

2.54K

None

24.69K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares19.77K

TypeSH

Market value$2.77M

1.34%

Sole

145.00

Shared

2.24K

None

17.38K

MCDONALDS CORP

SOLE

COM

Shares9.67K

TypeSH

Market value$2.70M

1.30%

Sole

0.00

Shared

0.00

None

9.67K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares39.56K

TypeSH

Market value$2.68M

1.30%

Sole

126.00

Shared

10.34K

None

29.09K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares59.93K

TypeSH

Market value$2.51M

1.21%

Sole

241.00

Shared

18.32K

None

41.37K

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares10.46K

TypeSH

Market value$2.50M

1.20%

Sole

69.00

Shared

488.00

None

9.91K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares11.52K

TypeSH

Market value$2.43M

1.17%

Sole

0.00

Shared

566.00

None

10.95K

PROCTER AND GAMBLE CO

SOLE

COM

Shares16.05K

TypeSH

Market value$2.39M

1.15%

Sole

675.00

Shared

2.01K

None

13.37K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares5.31K

TypeSH

Market value$2.18M

1.05%

Sole

0.00

Shared

225.00

None

5.08K

ALPHABET INC

SOLE

CALL

Shares20.10K

TypePRN

Market value$2.08M

1.01%

Sole

0.00

Shared

0.00

None

20.10K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares13.38K

TypeSH

Market value$2.06M

0.99%

Sole

0.00

Shared

633.00

None

12.75K

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS1000GRW

Shares30.43K

TypeSH

Market value$1.91M

0.92%

Sole

0.00

Shared

3.60K

None

26.83K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	96.17K	SH	$15.86M 7.65%	500.00	2.96K	92.71K
MICROSOFT CORPSOLE	COM	32.64K	SH	$9.41M 4.54%	0.00	472.00	32.17K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	163.05K	SH	$7.80M 3.76%	0.00	41.10K	121.95K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	19.34K	SH	$5.97M 2.88%	0.00	1.02K	18.32K
VANGUARD WORLD FDSSOLE	INF TECH ETF	13.44K	SH	$5.18M 2.50%	47.00	1.28K	12.11K
SPDR SER TRSOLE	S&P DIVID ETF	36.79K	SH	$4.55M 2.20%	573.00	2.38K	33.83K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	88.35K	SH	$4.48M 2.16%	0.00	0.00	88.35K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	86.07K	SH	$4.16M 2.01%	2.47K	26.21K	57.40K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	26.11K	SH	$3.78M 1.82%	0.00	1.77K	24.34K
JOHNSON & JOHNSONSOLE	COM	22.47K	SH	$3.48M 1.68%	0.00	1.13K	21.34K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	93.02K	SH	$3.24M 1.56%	620.00	21.40K	71K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	15.90K	SH	$3.01M 1.45%	0.00	1.43K	14.47K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	26.89K	SH	$2.84M 1.37%	0.00	2.59K	24.30K
ALPHABET INCSOLE	CAP STK CL A	27.23K	SH	$2.82M 1.36%	0.00	2.54K	24.69K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	19.77K	SH	$2.77M 1.34%	145.00	2.24K	17.38K
MCDONALDS CORPSOLE	COM	9.67K	SH	$2.70M 1.30%	0.00	0.00	9.67K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	39.56K	SH	$2.68M 1.30%	126.00	10.34K	29.09K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	59.93K	SH	$2.51M 1.21%	241.00	18.32K	41.37K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	10.46K	SH	$2.50M 1.20%	69.00	488.00	9.91K
VANGUARD INDEX FDSSOLE	MID CAP ETF	11.52K	SH	$2.43M 1.17%	0.00	566.00	10.95K
PROCTER AND GAMBLE COSOLE	COM	16.05K	SH	$2.39M 1.15%	675.00	2.01K	13.37K
ISHARES TRSOLE	CORE S&P500 ETF	5.31K	SH	$2.18M 1.05%	0.00	225.00	5.08K
ALPHABET INCSOLE	CALL	20.10K	PRN	$2.08M 1.01%	0.00	0.00	20.10K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	13.38K	SH	$2.06M 0.99%	0.00	633.00	12.75K
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS1000GRW	30.43K	SH	$1.91M 0.92%	0.00	3.60K	26.83K

Page 1 of 32

…