CARMICHAEL HILL & ASSOCIATES, INC.

Filed: 2/14/2023ACC: 0001730295-23-000002

📋 What this filing means

CARMICHAEL HILL & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 783 equity positions with a total reported market value of $195.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

783

Positions

$195.05M

Total AUM (reported)

2.63M

Total Shares

Allocation by class

COM$71.11M36.5%

CALL$15.02M7.7%

US BRD MKT ETF$7.32M3.8%

CL B NEW$5.98M3.1%

TAX EXEMPT BD$4.60M2.4%

S&P DIVID ETF$4.40M2.3%

INF TECH ETF$4.22M2.2%

Portfolio Concentration

Top 3$27.66M14.2%

4–10$30.20M15.5%

11–25$36.48M18.7%

Rest$100.71M51.6%

Top 3 weight

14.2%

Top 10 weight

29.7%

Voting Authority Distribution

Total shares with voting rights: 2.63M

Sole

Full voting authority

18.93K

% of voting shares0.7%

Shared

Joint voting authority

367.35K

% of voting shares14.0%

None

No voting authority

2.24M

% of voting shares85.3%

Investment Discretion (by position count)

Sole783

Shared0

Other0

Dominant voting typeNone · 85.3% of voting shares

Institutional Holdings783

Rows:

APPLE INC

SOLE

COM

Shares96.47K

TypeSH

Market value$12.53M

6.43%

Sole

500.00

Shared

2.96K

None

93.02K

MICROSOFT CORP

SOLE

COM

Shares32.53K

TypeSH

Market value$7.80M

4.00%

Sole

0.00

Shared

471.00

None

32.05K

SCHWAB STRATEGIC TR

SOLE

US BRD MKT ETF

Shares163.38K

TypeSH

Market value$7.32M

3.75%

Sole

0.00

Shared

42.95K

None

120.44K

BERKSHIRE HATHAWAY INC DEL

SOLE

CL B NEW

Shares19.36K

TypeSH

Market value$5.98M

3.07%

Sole

0.00

Shared

1.03K

None

18.34K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares93.01K

TypeSH

Market value$4.60M

2.36%

Sole

0.00

Shared

0.00

None

93.01K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares35.18K

TypeSH

Market value$4.40M

2.26%

Sole

193.00

Shared

2.14K

None

32.84K

VANGUARD WORLD FDS

SOLE

INF TECH ETF

Shares13.22K

TypeSH

Market value$4.22M

2.17%

Sole

26.00

Shared

1.28K

None

11.92K

JOHNSON & JOHNSON

SOLE

COM

Shares22.40K

TypeSH

Market value$3.96M

2.03%

Sole

0.00

Shared

1.17K

None

21.23K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares25.09K

TypeSH

Market value$3.54M

1.82%

Sole

0.00

Shared

1.50K

None

23.59K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares77.17K

TypeSH

Market value$3.48M

1.79%

Sole

1.16K

Shared

25.46K

None

50.56K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares15.63K

TypeSH

Market value$2.87M

1.47%

Sole

0.00

Shared

1.42K

None

14.20K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares88.56K

TypeSH

Market value$2.85M

1.46%

Sole

220.00

Shared

20.12K

None

68.22K

VANGUARD INDEX FDS

SOLE

EXTEND MKT ETF

Shares20.16K

TypeSH

Market value$2.68M

1.37%

Sole

50.00

Shared

2.21K

None

17.90K

AMAZON COM INC

SOLE

CALL

Shares31.40K

TypePRN

Market value$2.64M

1.35%

Sole

0.00

Shared

0.00

None

31.40K

VANGUARD WORLD FDS

SOLE

HEALTH CAR ETF

Shares10.45K

TypeSH

Market value$2.59M

1.33%

Sole

42.00

Shared

487.00

None

9.92K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares39.37K

TypeSH

Market value$2.58M

1.32%

Sole

126.00

Shared

11.12K

None

28.13K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares23.75K

TypeSH

Market value$2.57M

1.32%

Sole

0.00

Shared

2.58K

None

21.17K

MCDONALDS CORP

SOLE

COM

Shares9.74K

TypeSH

Market value$2.57M

1.32%

Sole

0.00

Shared

0.00

None

9.74K

SCHWAB STRATEGIC TR

SOLE

US SML CAP ETF

Shares60.02K

TypeSH

Market value$2.43M

1.25%

Sole

241.00

Shared

18.68K

None

41.10K

PROCTER AND GAMBLE CO

SOLE

COM

Shares15.96K

TypeSH

Market value$2.42M

1.24%

Sole

675.00

Shared

2.01K

None

13.28K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares11.48K

TypeSH

Market value$2.34M

1.20%

Sole

0.00

Shared

561.00

None

10.92K

ALPHABET INC

SOLE

CAP STK CL A

Shares26.37K

TypeSH

Market value$2.33M

1.19%

Sole

0.00

Shared

2.54K

None

23.83K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares13.50K

TypeSH

Market value$2.05M

1.05%

Sole

0.00

Shared

568.00

None

12.93K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares4.70K

TypeSH

Market value$1.81M

0.93%

Sole

0.00

Shared

237.00

None

4.47K

MASTERCARD INCORPORATED

SOLE

CL A

Shares5.06K

TypeSH

Market value$1.76M

0.90%

Sole

18.00

Shared

151.00

None

4.89K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
APPLE INCSOLE	COM	96.47K	SH	$12.53M 6.43%	500.00	2.96K	93.02K
MICROSOFT CORPSOLE	COM	32.53K	SH	$7.80M 4.00%	0.00	471.00	32.05K
SCHWAB STRATEGIC TRSOLE	US BRD MKT ETF	163.38K	SH	$7.32M 3.75%	0.00	42.95K	120.44K
BERKSHIRE HATHAWAY INC DELSOLE	CL B NEW	19.36K	SH	$5.98M 3.07%	0.00	1.03K	18.34K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	93.01K	SH	$4.60M 2.36%	0.00	0.00	93.01K
SPDR SER TRSOLE	S&P DIVID ETF	35.18K	SH	$4.40M 2.26%	193.00	2.14K	32.84K
VANGUARD WORLD FDSSOLE	INF TECH ETF	13.22K	SH	$4.22M 2.17%	26.00	1.28K	11.92K
JOHNSON & JOHNSONSOLE	COM	22.40K	SH	$3.96M 2.03%	0.00	1.17K	21.23K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	25.09K	SH	$3.54M 1.82%	0.00	1.50K	23.59K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	77.17K	SH	$3.48M 1.79%	1.16K	25.46K	50.56K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	15.63K	SH	$2.87M 1.47%	0.00	1.42K	14.20K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	88.56K	SH	$2.85M 1.46%	220.00	20.12K	68.22K
VANGUARD INDEX FDSSOLE	EXTEND MKT ETF	20.16K	SH	$2.68M 1.37%	50.00	2.21K	17.90K
AMAZON COM INCSOLE	CALL	31.40K	PRN	$2.64M 1.35%	0.00	0.00	31.40K
VANGUARD WORLD FDSSOLE	HEALTH CAR ETF	10.45K	SH	$2.59M 1.33%	42.00	487.00	9.92K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	39.37K	SH	$2.58M 1.32%	126.00	11.12K	28.13K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	23.75K	SH	$2.57M 1.32%	0.00	2.58K	21.17K
MCDONALDS CORPSOLE	COM	9.74K	SH	$2.57M 1.32%	0.00	0.00	9.74K
SCHWAB STRATEGIC TRSOLE	US SML CAP ETF	60.02K	SH	$2.43M 1.25%	241.00	18.68K	41.10K
PROCTER AND GAMBLE COSOLE	COM	15.96K	SH	$2.42M 1.24%	675.00	2.01K	13.28K
VANGUARD INDEX FDSSOLE	MID CAP ETF	11.48K	SH	$2.34M 1.20%	0.00	561.00	10.92K
ALPHABET INCSOLE	CAP STK CL A	26.37K	SH	$2.33M 1.19%	0.00	2.54K	23.83K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	13.50K	SH	$2.05M 1.05%	0.00	568.00	12.93K
ISHARES TRSOLE	CORE S&P500 ETF	4.70K	SH	$1.81M 0.93%	0.00	237.00	4.47K
MASTERCARD INCORPORATEDSOLE	CL A	5.06K	SH	$1.76M 0.90%	18.00	151.00	4.89K

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