CARLUCCI JOSEPH A (Chief Executive Officer) exercised options at AMERICAN RENAL ASSOCIATES HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 6/11/2020ACC: 0001498068-20-000083
DirectorOfficer· Chief Executive Officer
Since Mar 2019
-71.83K
Net shares
Net seller
$487.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
416.72K acquired · 488.55K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+208.36K
Price / share
$1.28
Trade value
$266.70K
% of position
84.7%
6/9/2020
245.98K→454.34K
Common Stock
Direct
Shares
+208.36K
Price / share
$1.28
Trade value
$266.70K
% of position
45.9%
6/9/2020
454.34K→662.70K
Common Stock
Direct
Shares
−71.83K
Price / share
$6.78
Trade value
$486.97K
% of position
10.8%
6/9/2020
662.70K→590.88K
Total
Net shares
+344.89K
Net value
$46.43K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/9/2020 | M · Option Exercise | +208.36K | $1.28 | $266.70K | 84.7% | 245.98K | 454.34K |
| Common Stock Direct | 6/9/2020 | M · Option Exercise | +208.36K | $1.28 | $266.70K | 45.9% | 454.34K | 662.70K |
| Common Stock Direct | 6/9/2020 | F · Tax Withholding | −71.83K | $6.78 | $486.97K | 10.8% | 662.70K | 590.88K |
| Total | +344.89K | $46.43K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
208.36K shares
Shares
−208.36K
Strike price
1.28
Held after
0.00
Exercisable
—
6/9/2020
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
208.36K shares
Shares
−208.36K
Strike price
1.28
Held after
0.00
Exercisable
—
6/9/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock208.36K shares | 6/9/2020 | M · Option Exercise | −208.36K | 1.28 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock208.36K shares | 6/9/2020 | M · Option Exercise | −208.36K | 1.28 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned654.28K
Total
654.28K indirect654.28K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 654.28K | Indirect |
| Total | 654.28K | 654.28K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported