CARLSON RICHARD ALAN (CEO and President) exercised options at SHARPSPRING, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 1/5/2021ACC: 0001654954-21-000120
DirectorOfficer· CEO and President
Since Sep 2018
-557.00
Net shares
Net seller
$9.1K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
1.88K acquired · 2.44K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+841.00
Price / share
—
Trade value
—
% of position
0.3%
1/1/2021
299.61K→300.45K
Common Stock
Direct
Shares
−249.00
Price / share
$16.28
Trade value
$4.05K
% of position
0.1%
1/1/2021
300.45K→300.20K
Common Stock
Direct
Shares
+1.04K
Price / share
—
Trade value
—
% of position
0.3%
1/1/2021
300.20K→301.24K
Common Stock
Direct
Shares
−308.00
Price / share
$16.28
Trade value
$5.01K
% of position
0.1%
1/1/2021
301.24K→300.93K
Total
Net shares
+1.33K
Net value
-$9.07K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/1/2021 | M · Option Exercise | +841.00 | — | — | 0.3% | 299.61K | 300.45K |
| Common Stock Direct | 1/1/2021 | F · Tax Withholding | −249.00 | $16.28 | $4.05K | 0.1% | 300.45K | 300.20K |
| Common Stock Direct | 1/1/2021 | M · Option Exercise | +1.04K | — | — | 0.3% | 300.20K | 301.24K |
| Common Stock Direct | 1/1/2021 | F · Tax Withholding | −308.00 | $16.28 | $5.01K | 0.1% | 301.24K | 300.93K |
| Total | +1.33K | -$9.07K | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
841.00 shares
Shares
−841.00
Strike price
0
Held after
12.95K
Exercisable
—
1/1/2021
Restricted Stock Unit
Direct
Converts to
Common Stock
1.04K shares
Shares
−1.04K
Strike price
0
Held after
11.91K
Exercisable
—
1/1/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock841.00 shares | 1/1/2021 | M · Option Exercise | −841.00 | 0 | — | 12.95K |
| Restricted Stock Unit Direct | Common Stock1.04K shares | 1/1/2021 | M · Option Exercise | −1.04K | 0 | — | 11.91K |