CARLSON RICHARD ALAN (CEO and President) exercised options at SHARPSPRING, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 10/5/2020ACC: 0001654954-20-010824
DirectorOfficer· CEO and President
Since Sep 2018
-457.00
Net shares
Net seller
$5.3K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
1.88K acquired · 2.34K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+841.00
Price / share
—
Trade value
—
% of position
0.2%
10/1/2020
448.18K→449.02K
Common Stock
Direct
Shares
−204.00
Price / share
$11.60
Trade value
$2.37K
% of position
0.0%
10/1/2020
449.02K→448.82K
Common Stock
Direct
Shares
+1.04K
Price / share
—
Trade value
—
% of position
0.2%
10/1/2020
448.82K→449.86K
Common Stock
Direct
Shares
−253.00
Price / share
$11.60
Trade value
$2.93K
% of position
0.1%
10/1/2020
449.86K→449.61K
Total
Net shares
+1.43K
Net value
-$5.30K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/1/2020 | M · Option Exercise | +841.00 | — | — | 0.2% | 448.18K | 449.02K |
| Common Stock Direct | 10/1/2020 | F · Tax Withholding | −204.00 | $11.60 | $2.37K | 0.0% | 449.02K | 448.82K |
| Common Stock Direct | 10/1/2020 | M · Option Exercise | +1.04K | — | — | 0.2% | 448.82K | 449.86K |
| Common Stock Direct | 10/1/2020 | F · Tax Withholding | −253.00 | $11.60 | $2.93K | 0.1% | 449.86K | 449.61K |
| Total | +1.43K | -$5.30K | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
841.00 shares
Shares
−841.00
Strike price
0
Held after
14.83K
Exercisable
—
10/1/2020
Restricted Stock Unit
Direct
Converts to
Common Stock
1.04K shares
Shares
−1.04K
Strike price
0
Held after
13.79K
Exercisable
—
10/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock841.00 shares | 10/1/2020 | M · Option Exercise | −841.00 | 0 | — | 14.83K |
| Restricted Stock Unit Direct | Common Stock1.04K shares | 10/1/2020 | M · Option Exercise | −1.04K | 0 | — | 13.79K |