CARLSON MICHAEL JAMES (President, Managed Services) sold 0.6% of their position (146.00 shares) of STEM, INC. on the open market
Open‑market sale worth $681.82 — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 9/30/2026ACC: 0001948274-26-000012
Officer· President, Managed Services
Since Feb 2026
-146.00
Net shares
Net seller
$681.82
Total sold
1
Open market trades
0B · 1S
3
Total transactions
305.00 acquired · 451.00 disposed
Non-Derivative Transactions2
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
+305.00
Price / share
$4.48
Trade value
$1.37K
% of position
1.2%
9/26/2026
25.86K→26.17K
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
−146.00
Price / share
$4.67
Trade value
$681.82
% of position
0.6%
9/29/2026
26.17K→26.02K
Total
Net shares
+159.00
Net value
$684.58
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share Direct | 9/26/2026 | M · Option Exercise | +305.00 | $4.48 | $1.37K | 1.2% | 25.86K | 26.17K |
| Common Stock, Par Value $0.0001 Per Share Direct | 9/29/2026 | S · Sale | −146.00 | $4.67 | $681.82 | 0.6% | 26.17K | 26.02K |
| Total | +159.00 | $684.58 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, Par Value $0.0001 Per Share
305.00 shares
Shares
−305.00
Strike price
Held after
0.00
Exercisable
—
9/26/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, Par Value $0.0001 Per Share305.00 shares | 9/26/2026 | M · Option Exercise | −305.00 | — | 0.00 |