CARLOTTI VALENTINO (EVP, Global Head of Bus. Dev.) exercised options at SOTHEBYS
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/6/2019ACC: 0001127602-19-010200
Officer· EVP, Global Head of Bus. Dev.
Since Oct 2018
-1.03K
Net shares
Net seller
$41.2K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
2.69K acquired · 3.72K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.69K
Price / share
—
Trade value
—
% of position
31.9%
3/5/2019
8.44K→11.13K
Common Stock
Direct
Shares
−1.03K
Price / share
$40.00
Trade value
$41.16K
% of position
9.2%
3/5/2019
11.13K→10.10K
Total
Net shares
+1.66K
Net value
-$41.16K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/5/2019 | M · Option Exercise | +2.69K | — | — | 31.9% | 8.44K | 11.13K |
| Common Stock Direct | 3/5/2019 | F · Tax Withholding | −1.03K | $40.00 | $41.16K | 9.2% | 11.13K | 10.10K |
| Total | +1.66K | -$41.16K | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
2.69K shares
Shares
−2.69K
Strike price
Held after
14.70K
Exercisable
—
3/5/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock2.69K shares | 3/5/2019 | M · Option Exercise | −2.69K | — | 14.70K |