CARLETON RICHARD

PrivateCIK: 1935449
Location

ARVADA, CO

InsiderCARLETON RICHARDCIK 1935449
IssuerSHF HOLDINGS, INC.CIK 1854963
Director
Since Sep 2022
+848.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
850.00 acquired · 2.00 disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions4

Series B Convertible Preferred Stock

Direct
P · Purchase
Converts to

Common Stock

1.67K shares

Shares

+13.00

Strike price

7.7644

Held after

13.00

Exercisable

9/30/2025

Series B Warrant to Purchase Common Stock (Right to Buy)

Direct
P · Purchase
Converts to

Common Stock

837.00 shares

Shares

+837.00

Strike price

7.7644

Held after

837.00

Exercisable

9/30/2025

Series B Convertible Preferred Stock

Direct
J · J
Converts to

Common Stock

1.55K shares

Shares

1.00

Strike price

7.7644

Held after

12.00

Exercisable

12/10/2025

Series B Convertible Preferred Stock

Direct
J · J
Converts to

Common Stock

1.42K shares

Shares

1.00

Strike price

7.7644

Held after

11.00

Exercisable

12/31/2025
CARLETON RICHARD — Insider Transaction (Form 4) Filed May 9, 2026 | Finecho