CARBONE KENDALL K

PrivateCIK: 1550543
Location

DENVER, CO

CARBONE KENDALL K (VP & Chief Accounting Officer) exercised options at CLOUD PEAK ENERGY INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderCARBONE KENDALL KCIK 1550543
IssuerCLOUD PEAK ENERGY INC.CIK 1441849
Officer· VP & Chief Accounting Officer
Since Mar 2019
-12.90K
Net shares
Net seller
$6.1K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
29.32K acquired · 42.22K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+29.32K

Price / share

$0.47

Trade value

$13.78K

% of position

298.1%
3/4/2019
9.84K39.16K

Common Stock

Direct
F · Tax Withholding

Shares

12.90K

Price / share

$0.47

Trade value

$6.06K

% of position

32.9%
3/4/2019
39.16K26.26K
Total

Net shares

+16.43K

Net value

$7.72K

Derivative Transactions1

Restricted Stock Units

Direct
M · Option Exercise
Converts to

Common Stock

29.32K shares

Shares

29.32K

Strike price

Held after

31.56K

Exercisable

3/4/2019
CARBONE KENDALL K — Insider Transaction (Form 4) Filed Mar 5, 2019 | Finecho