CARBERRY MARYBETH sold 24.8% of their position (25.31K shares) of RESONANT INC on the open market

Open‑market sale worth $55.3K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

CARBERRY MARYBETH

Filed: 12/3/2020ACC: 0001806471-20-000010

InsiderCARBERRY MARYBETHCIK 1806471

→

IssuerRESONANT INCCIK 1579910

Director

Since Mar 2020

-25.31K

Net shares

Net seller

$55.3K

Total sold

Open market trades

0B · 1S

Total transactions

44.79K acquired · 70.10K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+21.25K

Price / share

—

Trade value

—

% of position

37.0%

12/1/2020

57.40K→78.64K

Common Stock

Direct

M · Option Exercise

+4.38K

Price / share

—

Trade value

—

% of position

5.6%

12/1/2020

78.64K→83.03K

Common Stock

Direct

M · Option Exercise

+10.41K

Price / share

—

Trade value

—

% of position

12.5%

12/1/2020

83.03K→93.44K

Common Stock

Direct

M · Option Exercise

+8.75K

Price / share

—

Trade value

—

% of position

9.4%

12/1/2020

93.44K→102.19K

Common Stock

Direct

S · Sale

−25.31K

Price / share

$2.19

Trade value

$55.32K

% of position

24.8%

12/2/2020

102.19K→76.88K

Total

Net shares

+19.48K

Net value

-$55.32K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/1/2020	M · Option Exercise	+21.25K	—	—	37.0%	57.40K	78.64K
Common Stock Direct	12/1/2020	M · Option Exercise	+4.38K	—	—	5.6%	78.64K	83.03K
Common Stock Direct	12/1/2020	M · Option Exercise	+10.41K	—	—	12.5%	83.03K	93.44K
Common Stock Direct	12/1/2020	M · Option Exercise	+8.75K	—	—	9.4%	93.44K	102.19K
Common Stock Direct	12/2/2020	S · Sale	−25.31K	$2.19	$55.32K	24.8%	102.19K	76.88K
Total			+19.48K		-$55.32K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

21.25K shares

−21.25K

Strike price

Held after

21.25K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

4.38K shares

−4.38K

Strike price

Held after

8.76K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

10.41K shares

−10.41K

Strike price

Held after

31.23K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

8.75K shares

−8.75K

Strike price

Held after

26.25K

Exercisable

—

12/1/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock21.25K shares	12/1/2020	M · Option Exercise	−21.25K	—	21.25K
Restricted Stock Units Direct	Common Stock4.38K shares	12/1/2020	M · Option Exercise	−4.38K	—	8.76K
Restricted Stock Units Direct	Common Stock10.41K shares	12/1/2020	M · Option Exercise	−10.41K	—	31.23K
Restricted Stock Units Direct	Common Stock8.75K shares	12/1/2020	M · Option Exercise	−8.75K	—	26.25K