CARAWAY BART

PrivateCIK: 1891853

Location

HUMBLE, TX

CARAWAY BART enters THIRD COAST BANCSHARES, INC. with 26.71K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Indirect Derivatives

CARAWAY BART

Filed: 11/8/2021ACC: 0000899243-21-043535

InsiderCARAWAY BARTCIK 1891853

→

IssuerTHIRD COAST BANCSHARES, INC.CIK 1781730

DirectorOfficer· See Remarks

Since Nov 2021

26.71K

Baseline shares

80% direct

21.35K

Direct ownership

1 position

255.56K

Derivative underlying

9 instruments

3

Security positions

5.36K indirect

Non-Derivative Holdings3

Common Stock

Direct

Shares owned21.35K

Common Stock

Indirect

Shares owned2.62K

Common Stock

Indirect

Shares owned2.75K

Total

21.35K direct·5.36K indirect26.71K

Security Title	Shares Owned	Ownership Type
Common Stock	21.35K	Direct
Common Stock	2.62K	Indirect
Common Stock	2.75K	Indirect
Total	26.71K	21.35K direct·5.36K indirect

Derivative Holdings9

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

4.85K

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

50K

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

13.50K

Shares owned

N/A

Exercise price

16.43

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

100K

Shares owned

N/A

Exercise price

16.30

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

33.50K

Shares owned

N/A

Exercise price

16.78

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

14K

Shares owned

N/A

Exercise price

13.00

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

19.40K

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Employee Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

19.45K

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

857.00

Shares owned

N/A

Exercise price

11.00

Expiration

—

Exercise window

—

Total

Underlying

255.56K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Option (right to buy) Direct	Common Stock	11.00	—	—	4.85K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	11.00	—	—	50K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	16.43	—	—	13.50K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	16.30	—	—	100K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	16.78	—	—	33.50K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	13.00	—	—	14K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	11.00	—	—	19.40K	N/A
Employee Stock Option (right to buy) Direct	Common Stock	11.00	—	—	19.45K	N/A
Warrant (right to buy) Direct	Common Stock	11.00	—	—	857.00	N/A
Total					255.56K	0.00

CARAWAY BART — Initial Ownership Disclosure (Form 3) Filed Nov 8, 2021 | Finecho