Filed: 8/14/2024ACC: 0001706766-24-000005
📋 What this filing means
CAPTION MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 675 equity positions with a total reported market value of $6.49B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
675
Positions
$6.49B
Total AUM (reported)
175.45M
Total Shares
Allocation by class
COM$3.97B61.1%
CL A$499.70M7.7%
COM NEW$387.26M6.0%
SHS$307.29M4.7%
COM CL A$167.46M2.6%
COM PAR $.01$148.91M2.3%
S&P REGL BKG$120.12M1.8%
Portfolio Concentration
Top 3$733.43M11.3%
4–10$1.02B15.7%
11–25$1.09B16.7%
Rest$3.66B56.3%
Top 3 weight
11.3%
Top 10 weight
27.0%
Voting Authority Distribution
Total shares with voting rights: 175.45M
Sole
Full voting authority
175.45M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole675
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings675
Rows:
FIRST SOLAR INC
SOLEShares1.25M
TypeSH
Market value$281.67M
4.34%
Sole
1.25M
Shared
0.00
None
0.00
ALNYLAM PHARMACEUTICALS INC
SOLEShares943.15K
TypeSH
Market value$229.19M
3.53%
Sole
943.15K
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares3.51M
TypeSH
Market value$222.57M
3.43%
Sole
3.51M
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares4.96M
TypeSH
Market value$204.36M
3.15%
Sole
4.96M
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares518.94K
TypeSH
Market value$172.86M
2.66%
Sole
518.94K
Shared
0.00
None
0.00
INSMED INC
SOLEShares2.22M
TypeSH
Market value$148.91M
2.29%
Sole
2.22M
Shared
0.00
None
0.00
SNOWFLAKE INC
SOLEShares994.50K
TypeSH
Market value$134.35M
2.07%
Sole
994.50K
Shared
0.00
None
0.00
CAPRI HOLDINGS LIMITED
SOLEShares3.95M
TypeSH
Market value$130.71M
2.01%
Sole
3.95M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares2.45M
TypeSH
Market value$120.12M
1.85%
Sole
2.45M
Shared
0.00
None
0.00
SAREPTA THERAPEUTICS INC
SOLEShares674.70K
TypeSH
Market value$106.60M
1.64%
Sole
674.70K
Shared
0.00
None
0.00
UNITED STATES STL CORP NEW
SOLEShares2.74M
TypeSH
Market value$103.53M
1.59%
Sole
2.74M
Shared
0.00
None
0.00
CENCORA INC
SOLEShares432.60K
TypeSH
Market value$97.46M
1.50%
Sole
432.60K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares462.20K
TypeSH
Market value$84.78M
1.31%
Sole
462.20K
Shared
0.00
None
0.00
ADOBE INC
SOLEShares151K
TypeSH
Market value$83.89M
1.29%
Sole
151K
Shared
0.00
None
0.00
CELESTICA INC
SOLEShares1.34M
TypeSH
Market value$76.91M
1.18%
Sole
1.34M
Shared
0.00
None
0.00
INTERNATIONAL PAPER CO
SOLEShares1.76M
TypeSH
Market value$75.93M
1.17%
Sole
1.76M
Shared
0.00
None
0.00
FTAI AVIATION LTD
SOLEShares734.54K
TypeSH
Market value$75.83M
1.17%
Sole
734.54K
Shared
0.00
None
0.00
CARVANA CO
SOLEShares549.80K
TypeSH
Market value$70.77M
1.09%
Sole
549.80K
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares137K
TypeSH
Market value$61.97M
0.95%
Sole
137K
Shared
0.00
None
0.00
APELLIS PHARMACEUTICALS INC
SOLEShares1.60M
TypeSH
Market value$61.32M
0.94%
Sole
1.60M
Shared
0.00
None
0.00
VISTRA CORP
SOLEShares707.50K
TypeSH
Market value$60.83M
0.94%
Sole
707.50K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares842.10K
TypeSH
Market value$59.63M
0.92%
Sole
842.10K
Shared
0.00
None
0.00
VERISIGN INC
SOLEShares331.06K
TypeSH
Market value$58.86M
0.91%
Sole
331.06K
Shared
0.00
None
0.00
ASPEN AEROGELS INC
SOLEShares2.44M
TypeSH
Market value$58.30M
0.90%
Sole
2.44M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares357K
TypeSH
Market value$56.92M
0.88%
Sole
357K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
FIRST SOLAR INCSOLE | COM | 1.25M | SH | $281.67M 4.34% | 1.25M | 0.00 | 0.00 |
ALNYLAM PHARMACEUTICALS INCSOLE | COM | 943.15K | SH | $229.19M 3.53% | 943.15K | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 3.51M | SH | $222.57M 3.43% | 3.51M | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 4.96M | SH | $204.36M 3.15% | 4.96M | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 518.94K | SH | $172.86M 2.66% | 518.94K | 0.00 | 0.00 |
INSMED INCSOLE | COM PAR $.01 | 2.22M | SH | $148.91M 2.29% | 2.22M | 0.00 | 0.00 |
SNOWFLAKE INCSOLE | CL A | 994.50K | SH | $134.35M 2.07% | 994.50K | 0.00 | 0.00 |
CAPRI HOLDINGS LIMITEDSOLE | SHS | 3.95M | SH | $130.71M 2.01% | 3.95M | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P REGL BKG | 2.45M | SH | $120.12M 1.85% | 2.45M | 0.00 | 0.00 |
SAREPTA THERAPEUTICS INCSOLE | COM | 674.70K | SH | $106.60M 1.64% | 674.70K | 0.00 | 0.00 |
UNITED STATES STL CORP NEWSOLE | COM | 2.74M | SH | $103.53M 1.59% | 2.74M | 0.00 | 0.00 |
CENCORA INCSOLE | COM | 432.60K | SH | $97.46M 1.50% | 432.60K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 462.20K | SH | $84.78M 1.31% | 462.20K | 0.00 | 0.00 |
ADOBE INCSOLE | COM | 151K | SH | $83.89M 1.29% | 151K | 0.00 | 0.00 |
CELESTICA INCSOLE | COM | 1.34M | SH | $76.91M 1.18% | 1.34M | 0.00 | 0.00 |
INTERNATIONAL PAPER COSOLE | COM | 1.76M | SH | $75.93M 1.17% | 1.76M | 0.00 | 0.00 |
FTAI AVIATION LTDSOLE | SHS | 734.54K | SH | $75.83M 1.17% | 734.54K | 0.00 | 0.00 |
CARVANA COSOLE | CL A | 549.80K | SH | $70.77M 1.09% | 549.80K | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COM | 137K | SH | $61.97M 0.95% | 137K | 0.00 | 0.00 |
APELLIS PHARMACEUTICALS INCSOLE | COM | 1.60M | SH | $61.32M 0.94% | 1.60M | 0.00 | 0.00 |
VISTRA CORPSOLE | COM | 707.50K | SH | $60.83M 0.94% | 707.50K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 842.10K | SH | $59.63M 0.92% | 842.10K | 0.00 | 0.00 |
VERISIGN INCSOLE | COM | 331.06K | SH | $58.86M 0.91% | 331.06K | 0.00 | 0.00 |
ASPEN AEROGELS INCSOLE | COM | 2.44M | SH | $58.30M 0.90% | 2.44M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 357K | SH | $56.92M 0.88% | 357K | 0.00 | 0.00 |
Page 1 of 27
…