Filed: 2/14/2024ACC: 0001706766-24-000002
📋 What this filing means
CAPTION MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 770 equity positions with a total reported market value of $7.42B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
770
Positions
$7.42B
Total AUM (reported)
209.36M
Total Shares
Allocation by class
COM$4.33B58.4%
COM NEW$661.22M8.9%
CL A$531.52M7.2%
SPONSORED ADS$274.82M3.7%
COM CL A$231.06M3.1%
SHS$194.93M2.6%
S&P REGL BKG$120.43M1.6%
Portfolio Concentration
Top 3$661.26M8.9%
4–10$882.56M11.9%
11–25$1.01B13.7%
Rest$4.86B65.5%
Top 3 weight
8.9%
Top 10 weight
20.8%
Voting Authority Distribution
Total shares with voting rights: 209.36M
Sole
Full voting authority
209.36M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole770
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings770
Rows:
CYTOKINETICS INC
SOLEShares3.46M
TypeSH
Market value$288.95M
3.89%
Sole
3.46M
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares4.96M
TypeSH
Market value$186.84M
2.52%
Sole
4.96M
Shared
0.00
None
0.00
T-MOBILE US INC
SOLEShares1.16M
TypeSH
Market value$185.47M
2.50%
Sole
1.16M
Shared
0.00
None
0.00
CITIGROUP INC
SOLEShares3.45M
TypeSH
Market value$177.34M
2.39%
Sole
3.45M
Shared
0.00
None
0.00
MONDELEZ INTL INC
SOLEShares1.67M
TypeSH
Market value$121.29M
1.63%
Sole
1.67M
Shared
0.00
None
0.00
SPLUNK INC
SOLEShares791K
TypeSH
Market value$120.51M
1.62%
Sole
791K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares2.30M
TypeSH
Market value$120.43M
1.62%
Sole
2.30M
Shared
0.00
None
0.00
KENVUE INC
SOLEShares5.44M
TypeSH
Market value$117.04M
1.58%
Sole
5.44M
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares395.50K
TypeSH
Market value$116.63M
1.57%
Sole
395.50K
Shared
0.00
None
0.00
SAREPTA THERAPEUTICS INC
SOLEShares1.13M
TypeSH
Market value$109.32M
1.47%
Sole
1.13M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares1.15M
TypeSH
Market value$102.39M
1.38%
Sole
1.15M
Shared
0.00
None
0.00
UNITED STATES STL CORP NEW
SOLEShares1.74M
TypeSH
Market value$84.41M
1.14%
Sole
1.74M
Shared
0.00
None
0.00
TAL EDUCATION GROUP
SOLEShares6.42M
TypeSH
Market value$81.13M
1.09%
Sole
6.42M
Shared
0.00
None
0.00
ZILLOW GROUP INC
SOLEShares1.33M
TypeSH
Market value$77.13M
1.04%
Sole
1.33M
Shared
0.00
None
0.00
AGNICO EAGLE MINES LTD
SOLEShares1.26M
TypeSH
Market value$69.05M
0.93%
Sole
1.26M
Shared
0.00
None
0.00
CHARTER COMMUNICATIONS INC N
SOLEShares164.70K
TypeSH
Market value$64.02M
0.86%
Sole
164.70K
Shared
0.00
None
0.00
METLIFE INC
SOLEShares934.10K
TypeSH
Market value$61.77M
0.83%
Sole
934.10K
Shared
0.00
None
0.00
CRISPR THERAPEUTICS AG
SOLEShares980.70K
TypeSH
Market value$61.39M
0.83%
Sole
980.70K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares1.01M
TypeSH
Market value$61.13M
0.82%
Sole
1.01M
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares470K
TypeSH
Market value$60.86M
0.82%
Sole
470K
Shared
0.00
None
0.00
RH
SOLEShares207.80K
TypeSH
Market value$60.57M
0.82%
Sole
207.80K
Shared
0.00
None
0.00
APELLIS PHARMACEUTICALS INC
SOLEShares968.73K
TypeSH
Market value$57.99M
0.78%
Sole
968.73K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares411.30K
TypeSH
Market value$57.96M
0.78%
Sole
411.30K
Shared
0.00
None
0.00
VERTIV HOLDINGS CO
SOLEShares1.19M
TypeSH
Market value$56.95M
0.77%
Sole
1.19M
Shared
0.00
None
0.00
CAPRI HOLDINGS LIMITED
SOLEShares1.12M
TypeSH
Market value$56.42M
0.76%
Sole
1.12M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CYTOKINETICS INCSOLE | COM NEW | 3.46M | SH | $288.95M 3.89% | 3.46M | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 4.96M | SH | $186.84M 2.52% | 4.96M | 0.00 | 0.00 |
T-MOBILE US INCSOLE | COM | 1.16M | SH | $185.47M 2.50% | 1.16M | 0.00 | 0.00 |
CITIGROUP INCSOLE | COM NEW | 3.45M | SH | $177.34M 2.39% | 3.45M | 0.00 | 0.00 |
MONDELEZ INTL INCSOLE | CL A | 1.67M | SH | $121.29M 1.63% | 1.67M | 0.00 | 0.00 |
SPLUNK INCSOLE | COM | 791K | SH | $120.51M 1.62% | 791K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P REGL BKG | 2.30M | SH | $120.43M 1.62% | 2.30M | 0.00 | 0.00 |
KENVUE INCSOLE | COM | 5.44M | SH | $117.04M 1.58% | 5.44M | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | COM | 395.50K | SH | $116.63M 1.57% | 395.50K | 0.00 | 0.00 |
SAREPTA THERAPEUTICS INCSOLE | COM | 1.13M | SH | $109.32M 1.47% | 1.13M | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P BIOTECH | 1.15M | SH | $102.39M 1.38% | 1.15M | 0.00 | 0.00 |
UNITED STATES STL CORP NEWSOLE | COM | 1.74M | SH | $84.41M 1.14% | 1.74M | 0.00 | 0.00 |
TAL EDUCATION GROUPSOLE | SPONSORED ADS | 6.42M | SH | $81.13M 1.09% | 6.42M | 0.00 | 0.00 |
ZILLOW GROUP INCSOLE | CL C CAP STK | 1.33M | SH | $77.13M 1.04% | 1.33M | 0.00 | 0.00 |
AGNICO EAGLE MINES LTDSOLE | COM | 1.26M | SH | $69.05M 0.93% | 1.26M | 0.00 | 0.00 |
CHARTER COMMUNICATIONS INC NSOLE | CL A | 164.70K | SH | $64.02M 0.86% | 164.70K | 0.00 | 0.00 |
METLIFE INCSOLE | COM | 934.10K | SH | $61.77M 0.83% | 934.10K | 0.00 | 0.00 |
CRISPR THERAPEUTICS AGSOLE | NAMEN AKT | 980.70K | SH | $61.39M 0.83% | 980.70K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 1.01M | SH | $61.13M 0.82% | 1.01M | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 470K | SH | $60.86M 0.82% | 470K | 0.00 | 0.00 |
RHSOLE | COM | 207.80K | SH | $60.57M 0.82% | 207.80K | 0.00 | 0.00 |
APELLIS PHARMACEUTICALS INCSOLE | COM | 968.73K | SH | $57.99M 0.78% | 968.73K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 411.30K | SH | $57.96M 0.78% | 411.30K | 0.00 | 0.00 |
VERTIV HOLDINGS COSOLE | COM CL A | 1.19M | SH | $56.95M 0.77% | 1.19M | 0.00 | 0.00 |
CAPRI HOLDINGS LIMITEDSOLE | SHS | 1.12M | SH | $56.42M 0.76% | 1.12M | 0.00 | 0.00 |
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