Filed: 8/14/2023ACC: 0001706766-23-000005
📋 What this filing means
CAPTION MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 648 equity positions with a total reported market value of $5.65B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
648
Positions
$5.65B
Total AUM (reported)
154.47M
Total Shares
Allocation by class
COM$3.71B65.7%
CL A$364.42M6.5%
SHS$337.00M6.0%
COM NEW$170.63M3.0%
COM CL A$168.66M3.0%
SPONSORED ADR$147.76M2.6%
S&P BIOTECH$71.23M1.3%
Portfolio Concentration
Top 3$703.67M12.5%
4–10$585.39M10.4%
11–25$842.71M14.9%
Rest$3.52B62.2%
Top 3 weight
12.5%
Top 10 weight
22.8%
Voting Authority Distribution
Total shares with voting rights: 154.47M
Sole
Full voting authority
154.47M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole648
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings648
Rows:
ACTIVISION BLIZZARD INC
SOLEShares4.68M
TypeSH
Market value$394.55M
6.99%
Sole
4.68M
Shared
0.00
None
0.00
HORIZON THERAPEUTICS PUB L
SOLEShares1.81M
TypeSH
Market value$186.61M
3.30%
Sole
1.81M
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares479.48K
TypeSH
Market value$122.51M
2.17%
Sole
479.48K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares1.70M
TypeSH
Market value$108.48M
1.92%
Sole
1.70M
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares1.68M
TypeSH
Market value$98.64M
1.75%
Sole
1.68M
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares176K
TypeSH
Market value$81.03M
1.43%
Sole
176K
Shared
0.00
None
0.00
EXACT SCIENCES CORP
SOLEShares839.60K
TypeSH
Market value$78.84M
1.40%
Sole
839.60K
Shared
0.00
None
0.00
AMERICAN TOWER CORP NEW
SOLEShares400.40K
TypeSH
Market value$77.65M
1.38%
Sole
400.40K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares856.18K
TypeSH
Market value$71.23M
1.26%
Sole
856.18K
Shared
0.00
None
0.00
INTERNATIONAL PAPER CO
SOLEShares2.19M
TypeSH
Market value$69.51M
1.23%
Sole
2.19M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares775K
TypeSH
Market value$66.22M
1.17%
Sole
775K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares420K
TypeSH
Market value$63.73M
1.13%
Sole
420K
Shared
0.00
None
0.00
AGNICO EAGLE MINES LTD
SOLEShares1.25M
TypeSH
Market value$62.53M
1.11%
Sole
1.25M
Shared
0.00
None
0.00
BIOMARIN PHARMACEUTICAL INC
SOLEShares718.67K
TypeSH
Market value$62.29M
1.10%
Sole
718.67K
Shared
0.00
None
0.00
WORLD WRESTLING ENTMT INC
SOLEShares574.18K
TypeSH
Market value$62.28M
1.10%
Sole
574.18K
Shared
0.00
None
0.00
ROYAL CARIBBEAN GROUP
SOLEShares595K
TypeSH
Market value$61.73M
1.09%
Sole
595K
Shared
0.00
None
0.00
CHARTER COMMUNICATIONS INC N
SOLEShares166K
TypeSH
Market value$60.98M
1.08%
Sole
166K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares446.64K
TypeSH
Market value$54.03M
0.96%
Sole
446.64K
Shared
0.00
None
0.00
ARGENX SE
SOLEShares134.10K
TypeSH
Market value$52.26M
0.93%
Sole
134.10K
Shared
0.00
None
0.00
SAREPTA THERAPEUTICS INC
SOLEShares454K
TypeSH
Market value$51.99M
0.92%
Sole
454K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares695.14K
TypeSH
Market value$51.58M
0.91%
Sole
695.14K
Shared
0.00
None
0.00
UNION PAC CORP
SOLEShares251.94K
TypeSH
Market value$51.55M
0.91%
Sole
251.94K
Shared
0.00
None
0.00
FIRST SOLAR INC
SOLEShares257.50K
TypeSH
Market value$48.95M
0.87%
Sole
257.50K
Shared
0.00
None
0.00
TECK RESOURCES LTD
SOLEShares1.12M
TypeSH
Market value$47.04M
0.83%
Sole
1.12M
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares275.11K
TypeSH
Market value$45.54M
0.81%
Sole
275.11K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ACTIVISION BLIZZARD INCSOLE | COM | 4.68M | SH | $394.55M 6.99% | 4.68M | 0.00 | 0.00 |
HORIZON THERAPEUTICS PUB LSOLE | SHS | 1.81M | SH | $186.61M 3.30% | 1.81M | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | COM | 479.48K | SH | $122.51M 2.17% | 479.48K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 1.70M | SH | $108.48M 1.92% | 1.70M | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | COM | 1.68M | SH | $98.64M 1.75% | 1.68M | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 176K | SH | $81.03M 1.43% | 176K | 0.00 | 0.00 |
EXACT SCIENCES CORPSOLE | COM | 839.60K | SH | $78.84M 1.40% | 839.60K | 0.00 | 0.00 |
AMERICAN TOWER CORP NEWSOLE | COM | 400.40K | SH | $77.65M 1.38% | 400.40K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P BIOTECH | 856.18K | SH | $71.23M 1.26% | 856.18K | 0.00 | 0.00 |
INTERNATIONAL PAPER COSOLE | COM | 2.19M | SH | $69.51M 1.23% | 2.19M | 0.00 | 0.00 |
ISHARES TRSOLE | US HOME CONS ETF | 775K | SH | $66.22M 1.17% | 775K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 420K | SH | $63.73M 1.13% | 420K | 0.00 | 0.00 |
AGNICO EAGLE MINES LTDSOLE | COM | 1.25M | SH | $62.53M 1.11% | 1.25M | 0.00 | 0.00 |
BIOMARIN PHARMACEUTICAL INCSOLE | COM | 718.67K | SH | $62.29M 1.10% | 718.67K | 0.00 | 0.00 |
WORLD WRESTLING ENTMT INCSOLE | CL A | 574.18K | SH | $62.28M 1.10% | 574.18K | 0.00 | 0.00 |
ROYAL CARIBBEAN GROUPSOLE | COM | 595K | SH | $61.73M 1.09% | 595K | 0.00 | 0.00 |
CHARTER COMMUNICATIONS INC NSOLE | CL A | 166K | SH | $60.98M 1.08% | 166K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 446.64K | SH | $54.03M 0.96% | 446.64K | 0.00 | 0.00 |
ARGENX SESOLE | SPONSORED ADR | 134.10K | SH | $52.26M 0.93% | 134.10K | 0.00 | 0.00 |
SAREPTA THERAPEUTICS INCSOLE | COM | 454K | SH | $51.99M 0.92% | 454K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 695.14K | SH | $51.58M 0.91% | 695.14K | 0.00 | 0.00 |
UNION PAC CORPSOLE | COM | 251.94K | SH | $51.55M 0.91% | 251.94K | 0.00 | 0.00 |
FIRST SOLAR INCSOLE | COM | 257.50K | SH | $48.95M 0.87% | 257.50K | 0.00 | 0.00 |
TECK RESOURCES LTDSOLE | CL B | 1.12M | SH | $47.04M 0.83% | 1.12M | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 275.11K | SH | $45.54M 0.81% | 275.11K | 0.00 | 0.00 |
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