Filed: 5/15/2023ACC: 0001706766-23-000003
📋 What this filing means
CAPTION MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 621 equity positions with a total reported market value of $5.18B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
621
Positions
$5.18B
Total AUM (reported)
156.46M
Total Shares
Allocation by class
COM$3.36B65.0%
CL A$402.95M7.8%
SHS$182.61M3.5%
SPONSORED ADR$178.72M3.5%
COM CL A$133.98M2.6%
COM NEW$132.84M2.6%
CSI CHI INTERNET$128.67M2.5%
Portfolio Concentration
Top 3$515.59M10.0%
4–10$589.60M11.4%
11–25$835.73M16.1%
Rest$3.24B62.5%
Top 3 weight
10.0%
Top 10 weight
21.4%
Voting Authority Distribution
Total shares with voting rights: 156.46M
Sole
Full voting authority
156.46M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole621
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings621
Rows:
ACTIVISION BLIZZARD INC
SOLEShares3.34M
TypeSH
Market value$286.08M
5.53%
Sole
3.34M
Shared
0.00
None
0.00
KRANESHARES TR
SOLEShares4.13M
TypeSH
Market value$128.67M
2.49%
Sole
4.13M
Shared
0.00
None
0.00
FIRST SOLAR INC
SOLEShares463.60K
TypeSH
Market value$100.83M
1.95%
Sole
463.60K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares490.18K
TypeSH
Market value$97.91M
1.89%
Sole
490.18K
Shared
0.00
None
0.00
WORLD WRESTLING ENTMT INC
SOLEShares945.70K
TypeSH
Market value$86.30M
1.67%
Sole
945.70K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares1.38M
TypeSH
Market value$86.28M
1.67%
Sole
1.38M
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares1.21M
TypeSH
Market value$83.53M
1.61%
Sole
1.21M
Shared
0.00
None
0.00
INTERNATIONAL PAPER CO
SOLEShares2.27M
TypeSH
Market value$81.76M
1.58%
Sole
2.27M
Shared
0.00
None
0.00
SAREPTA THERAPEUTICS INC
SOLEShares586.08K
TypeSH
Market value$80.78M
1.56%
Sole
586.08K
Shared
0.00
None
0.00
WALMART INC
SOLEShares495.30K
TypeSH
Market value$73.03M
1.41%
Sole
495.30K
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares145K
TypeSH
Market value$68.55M
1.32%
Sole
145K
Shared
0.00
None
0.00
MERCADOLIBRE INC
SOLEShares50K
TypeSH
Market value$65.90M
1.27%
Sole
50K
Shared
0.00
None
0.00
NEXTERA ENERGY INC
SOLEShares797.96K
TypeSH
Market value$61.51M
1.19%
Sole
797.96K
Shared
0.00
None
0.00
STARBUCKS CORP
SOLEShares587.70K
TypeSH
Market value$61.20M
1.18%
Sole
587.70K
Shared
0.00
None
0.00
AGNICO EAGLE MINES LTD
SOLEShares1.19M
TypeSH
Market value$60.47M
1.17%
Sole
1.19M
Shared
0.00
None
0.00
REATA PHARMACEUTICALS INC
SOLEShares630.10K
TypeSH
Market value$57.29M
1.11%
Sole
630.10K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares775K
TypeSH
Market value$54.47M
1.05%
Sole
775K
Shared
0.00
None
0.00
APELLIS PHARMACEUTICALS INC
SOLEShares821K
TypeSH
Market value$54.15M
1.05%
Sole
821K
Shared
0.00
None
0.00
ASCENDIS PHARMA A/S
SOLEShares484.60K
TypeSH
Market value$51.96M
1.00%
Sole
484.60K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares500K
TypeSH
Market value$51.87M
1.00%
Sole
500K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares498.40K
TypeSH
Market value$51.83M
1.00%
Sole
498.40K
Shared
0.00
None
0.00
REGENERON PHARMACEUTICALS
SOLEShares61.80K
TypeSH
Market value$50.78M
0.98%
Sole
61.80K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares607K
TypeSH
Market value$50.28M
0.97%
Sole
607K
Shared
0.00
None
0.00
MICROCHIP TECHNOLOGY INC.
SOLEShares597.08K
TypeSH
Market value$50.02M
0.97%
Sole
597.08K
Shared
0.00
None
0.00
CHARTER COMMUNICATIONS INC N
SOLEShares127.10K
TypeSH
Market value$45.45M
0.88%
Sole
127.10K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ACTIVISION BLIZZARD INCSOLE | COM | 3.34M | SH | $286.08M 5.53% | 3.34M | 0.00 | 0.00 |
KRANESHARES TRSOLE | CSI CHI INTERNET | 4.13M | SH | $128.67M 2.49% | 4.13M | 0.00 | 0.00 |
FIRST SOLAR INCSOLE | COM | 463.60K | SH | $100.83M 1.95% | 463.60K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | COM | 490.18K | SH | $97.91M 1.89% | 490.18K | 0.00 | 0.00 |
WORLD WRESTLING ENTMT INCSOLE | CL A | 945.70K | SH | $86.30M 1.67% | 945.70K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | COM | 1.38M | SH | $86.28M 1.67% | 1.38M | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 1.21M | SH | $83.53M 1.61% | 1.21M | 0.00 | 0.00 |
INTERNATIONAL PAPER COSOLE | COM | 2.27M | SH | $81.76M 1.58% | 2.27M | 0.00 | 0.00 |
SAREPTA THERAPEUTICS INCSOLE | COM | 586.08K | SH | $80.78M 1.56% | 586.08K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 495.30K | SH | $73.03M 1.41% | 495.30K | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 145K | SH | $68.55M 1.32% | 145K | 0.00 | 0.00 |
MERCADOLIBRE INCSOLE | COM | 50K | SH | $65.90M 1.27% | 50K | 0.00 | 0.00 |
NEXTERA ENERGY INCSOLE | COM | 797.96K | SH | $61.51M 1.19% | 797.96K | 0.00 | 0.00 |
STARBUCKS CORPSOLE | COM | 587.70K | SH | $61.20M 1.18% | 587.70K | 0.00 | 0.00 |
AGNICO EAGLE MINES LTDSOLE | COM | 1.19M | SH | $60.47M 1.17% | 1.19M | 0.00 | 0.00 |
REATA PHARMACEUTICALS INCSOLE | CL A | 630.10K | SH | $57.29M 1.11% | 630.10K | 0.00 | 0.00 |
ISHARES TRSOLE | US HOME CONS ETF | 775K | SH | $54.47M 1.05% | 775K | 0.00 | 0.00 |
APELLIS PHARMACEUTICALS INCSOLE | COM | 821K | SH | $54.15M 1.05% | 821K | 0.00 | 0.00 |
ASCENDIS PHARMA A/SSOLE | SPONSORED ADR | 484.60K | SH | $51.96M 1.00% | 484.60K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 500K | SH | $51.87M 1.00% | 500K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 498.40K | SH | $51.83M 1.00% | 498.40K | 0.00 | 0.00 |
REGENERON PHARMACEUTICALSSOLE | COM | 61.80K | SH | $50.78M 0.98% | 61.80K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 607K | SH | $50.28M 0.97% | 607K | 0.00 | 0.00 |
MICROCHIP TECHNOLOGY INC.SOLE | COM | 597.08K | SH | $50.02M 0.97% | 597.08K | 0.00 | 0.00 |
CHARTER COMMUNICATIONS INC NSOLE | CL A | 127.10K | SH | $45.45M 0.88% | 127.10K | 0.00 | 0.00 |
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