Filed: 2/14/2023ACC: 0001706766-23-000002
📋 What this filing means
CAPTION MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 726 equity positions with a total reported market value of $6.41B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
726
Positions
$6.41B
Total AUM (reported)
209.61M
Total Shares
Allocation by class
COM$4.45B69.4%
CL A$379.85M5.9%
SHS$250.92M3.9%
SPONSORED ADR$165.22M2.6%
COM CL A$139.59M2.2%
S&P BIOTECH$119.56M1.9%
COM NEW$110.05M1.7%
Portfolio Concentration
Top 3$385.29M6.0%
4–10$671.79M10.5%
11–25$1.12B17.4%
Rest$4.23B66.1%
Top 3 weight
6.0%
Top 10 weight
16.5%
Voting Authority Distribution
Total shares with voting rights: 209.61M
Sole
Full voting authority
209.61M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole726
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings726
Rows:
HORIZON THERAPEUTICS PUB L
SOLEShares1.18M
TypeSH
Market value$133.83M
2.09%
Sole
1.18M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares550K
TypeSH
Market value$131.90M
2.06%
Sole
550K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares1.44M
TypeSH
Market value$119.56M
1.87%
Sole
1.44M
Shared
0.00
None
0.00
BIOGEN INC
SOLEShares393.10K
TypeSH
Market value$108.86M
1.70%
Sole
393.10K
Shared
0.00
None
0.00
KRANESHARES TR
SOLEShares3.57M
TypeSH
Market value$107.77M
1.68%
Sole
3.57M
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares702.10K
TypeSH
Market value$97.97M
1.53%
Sole
702.10K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares1.32M
TypeSH
Market value$94.64M
1.48%
Sole
1.32M
Shared
0.00
None
0.00
CHARTER COMMUNICATIONS INC N
SOLEShares261.90K
TypeSH
Market value$88.81M
1.39%
Sole
261.90K
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares364K
TypeSH
Market value$87.20M
1.36%
Sole
364K
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares1.37M
TypeSH
Market value$86.54M
1.35%
Sole
1.37M
Shared
0.00
None
0.00
PROMETHEUS BIOSCIENCES INC
SOLEShares783.71K
TypeSH
Market value$86.21M
1.34%
Sole
783.71K
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares1.11M
TypeSH
Market value$84.73M
1.32%
Sole
1.11M
Shared
0.00
None
0.00
SUNRUN INC
SOLEShares3.50M
TypeSH
Market value$84.04M
1.31%
Sole
3.50M
Shared
0.00
None
0.00
DEVON ENERGY CORP NEW
SOLEShares1.36M
TypeSH
Market value$83.35M
1.30%
Sole
1.36M
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares744.30K
TypeSH
Market value$82.10M
1.28%
Sole
744.30K
Shared
0.00
None
0.00
NORTHROP GRUMMAN CORP
SOLEShares147.50K
TypeSH
Market value$80.48M
1.26%
Sole
147.50K
Shared
0.00
None
0.00
SAREPTA THERAPEUTICS INC
SOLEShares607.70K
TypeSH
Market value$78.75M
1.23%
Sole
607.70K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares794.70K
TypeSH
Market value$78.05M
1.22%
Sole
794.70K
Shared
0.00
None
0.00
INTERNATIONAL PAPER CO
SOLEShares2.16M
TypeSH
Market value$74.91M
1.17%
Sole
2.16M
Shared
0.00
None
0.00
LOCKHEED MARTIN CORP
SOLEShares145.50K
TypeSH
Market value$70.78M
1.10%
Sole
145.50K
Shared
0.00
None
0.00
CAESARS ENTERTAINMENT INC NE
SOLEShares1.68M
TypeSH
Market value$69.90M
1.09%
Sole
1.68M
Shared
0.00
None
0.00
DEXCOM INC
SOLEShares556.77K
TypeSH
Market value$63.05M
0.98%
Sole
556.77K
Shared
0.00
None
0.00
MCKESSON CORP
SOLEShares164.10K
TypeSH
Market value$61.56M
0.96%
Sole
164.10K
Shared
0.00
None
0.00
AGNICO EAGLE MINES LTD
SOLEShares1.18M
TypeSH
Market value$61.23M
0.96%
Sole
1.18M
Shared
0.00
None
0.00
ANTERO RESOURCES CORP
SOLEShares1.91M
TypeSH
Market value$59.31M
0.93%
Sole
1.91M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
HORIZON THERAPEUTICS PUB LSOLE | SHS | 1.18M | SH | $133.83M 2.09% | 1.18M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 550K | SH | $131.90M 2.06% | 550K | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P BIOTECH | 1.44M | SH | $119.56M 1.87% | 1.44M | 0.00 | 0.00 |
BIOGEN INCSOLE | COM | 393.10K | SH | $108.86M 1.70% | 393.10K | 0.00 | 0.00 |
KRANESHARES TRSOLE | CSI CHI INTERNET | 3.57M | SH | $107.77M 1.68% | 3.57M | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | COM | 702.10K | SH | $97.97M 1.53% | 702.10K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 1.32M | SH | $94.64M 1.48% | 1.32M | 0.00 | 0.00 |
CHARTER COMMUNICATIONS INC NSOLE | CL A | 261.90K | SH | $88.81M 1.39% | 261.90K | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 364K | SH | $87.20M 1.36% | 364K | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | COM | 1.37M | SH | $86.54M 1.35% | 1.37M | 0.00 | 0.00 |
PROMETHEUS BIOSCIENCES INCSOLE | COM | 783.71K | SH | $86.21M 1.34% | 783.71K | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 1.11M | SH | $84.73M 1.32% | 1.11M | 0.00 | 0.00 |
SUNRUN INCSOLE | COM | 3.50M | SH | $84.04M 1.31% | 3.50M | 0.00 | 0.00 |
DEVON ENERGY CORP NEWSOLE | COM | 1.36M | SH | $83.35M 1.30% | 1.36M | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 744.30K | SH | $82.10M 1.28% | 744.30K | 0.00 | 0.00 |
NORTHROP GRUMMAN CORPSOLE | COM | 147.50K | SH | $80.48M 1.26% | 147.50K | 0.00 | 0.00 |
SAREPTA THERAPEUTICS INCSOLE | COM | 607.70K | SH | $78.75M 1.23% | 607.70K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI INT-INDS | 794.70K | SH | $78.05M 1.22% | 794.70K | 0.00 | 0.00 |
INTERNATIONAL PAPER COSOLE | COM | 2.16M | SH | $74.91M 1.17% | 2.16M | 0.00 | 0.00 |
LOCKHEED MARTIN CORPSOLE | COM | 145.50K | SH | $70.78M 1.10% | 145.50K | 0.00 | 0.00 |
CAESARS ENTERTAINMENT INC NESOLE | COM | 1.68M | SH | $69.90M 1.09% | 1.68M | 0.00 | 0.00 |
DEXCOM INCSOLE | COM | 556.77K | SH | $63.05M 0.98% | 556.77K | 0.00 | 0.00 |
MCKESSON CORPSOLE | COM | 164.10K | SH | $61.56M 0.96% | 164.10K | 0.00 | 0.00 |
AGNICO EAGLE MINES LTDSOLE | COM | 1.18M | SH | $61.23M 0.96% | 1.18M | 0.00 | 0.00 |
ANTERO RESOURCES CORPSOLE | COM | 1.91M | SH | $59.31M 0.93% | 1.91M | 0.00 | 0.00 |
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