Filed: 11/14/2022ACC: 0001706766-22-000008
📋 What this filing means
CAPTION MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 789 equity positions with a total reported market value of $7.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
789
Positions
$7.25M
Total AUM (reported)
254.73M
Total Shares
Allocation by class
COM$5.09M70.2%
CL A$433.7K6.0%
COM CL A$338.0K4.7%
SPONSORED ADR$246.1K3.4%
COM NEW$215.3K3.0%
S&P BIOTECH$154.1K2.1%
SHS$124.6K1.7%
Portfolio Concentration
Top 3$519.3K7.2%
4–10$963.2K13.3%
11–25$1.09M15.0%
Rest$4.68M64.5%
Top 3 weight
7.2%
Top 10 weight
20.5%
Voting Authority Distribution
Total shares with voting rights: 254.73M
Sole
Full voting authority
254.73M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole789
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings789
Rows:
DEVON ENERGY CORP NEW
SOLEShares2.91M
TypeSH
Market value$174.7K
2.41%
Sole
2.91M
Shared
0.00
None
0.00
BIOGEN INC
SOLEShares654K
TypeSH
Market value$174.6K
2.41%
Sole
654K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares1.04M
TypeSH
Market value$169.9K
2.34%
Sole
1.04M
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares1.17M
TypeSH
Market value$167.6K
2.31%
Sole
1.17M
Shared
0.00
None
0.00
TWITTER INC
SOLEShares3.67M
TypeSH
Market value$161.0K
2.22%
Sole
3.67M
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares1.94M
TypeSH
Market value$154.1K
2.13%
Sole
1.94M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares564.31K
TypeSH
Market value$131.4K
1.81%
Sole
564.31K
Shared
0.00
None
0.00
THE TRADE DESK INC
SOLEShares1.98M
TypeSH
Market value$118.6K
1.64%
Sole
1.98M
Shared
0.00
None
0.00
DIAMONDBACK ENERGY INC
SOLEShares978.40K
TypeSH
Market value$117.9K
1.63%
Sole
978.40K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares690K
TypeSH
Market value$112.7K
1.56%
Sole
690K
Shared
0.00
None
0.00
PETROLEO BRASILEIRO SA PETRO
SOLEShares9.04M
TypeSH
Market value$111.5K
1.54%
Sole
9.04M
Shared
0.00
None
0.00
EPAM SYS INC
SOLEShares287.50K
TypeSH
Market value$104.1K
1.44%
Sole
287.50K
Shared
0.00
None
0.00
PINTEREST INC
SOLEShares3.81M
TypeSH
Market value$88.7K
1.22%
Sole
3.81M
Shared
0.00
None
0.00
SUNRUN INC
SOLEShares2.98M
TypeSH
Market value$82.3K
1.14%
Sole
2.98M
Shared
0.00
None
0.00
OCCIDENTAL PETE CORP
SOLEShares1.29M
TypeSH
Market value$79.0K
1.09%
Sole
1.29M
Shared
0.00
None
0.00
EQT CORP
SOLEShares1.89M
TypeSH
Market value$77.1K
1.06%
Sole
1.89M
Shared
0.00
None
0.00
CHARTER COMMUNICATIONS INC N
SOLEShares244.40K
TypeSH
Market value$74.1K
1.02%
Sole
244.40K
Shared
0.00
None
0.00
ASCENDIS PHARMA A/S
SOLEShares694.47K
TypeSH
Market value$71.7K
0.99%
Sole
694.47K
Shared
0.00
None
0.00
ANTERO RESOURCES CORP
SOLEShares2.16M
TypeSH
Market value$66.1K
0.91%
Sole
2.16M
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares736.66K
TypeSH
Market value$64.3K
0.89%
Sole
736.66K
Shared
0.00
None
0.00
MCKESSON CORP
SOLEShares165.58K
TypeSH
Market value$56.3K
0.78%
Sole
165.58K
Shared
0.00
None
0.00
VICI PPTYS INC
SOLEShares1.84M
TypeSH
Market value$55.0K
0.76%
Sole
1.84M
Shared
0.00
None
0.00
VISTRA CORP
SOLEShares2.60M
TypeSH
Market value$54.7K
0.75%
Sole
2.60M
Shared
0.00
None
0.00
FIRST SOLAR INC
SOLEShares400.61K
TypeSH
Market value$53.0K
0.73%
Sole
400.61K
Shared
0.00
None
0.00
ACTIVISION BLIZZARD INC
SOLEShares697.80K
TypeSH
Market value$51.9K
0.72%
Sole
697.80K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
DEVON ENERGY CORP NEWSOLE | COM | 2.91M | SH | $174.7K 2.41% | 2.91M | 0.00 | 0.00 |
BIOGEN INCSOLE | COM | 654K | SH | $174.6K 2.41% | 654K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | COM | 1.04M | SH | $169.9K 2.34% | 1.04M | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 1.17M | SH | $167.6K 2.31% | 1.17M | 0.00 | 0.00 |
TWITTER INCSOLE | COM | 3.67M | SH | $161.0K 2.22% | 3.67M | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P BIOTECH | 1.94M | SH | $154.1K 2.13% | 1.94M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 564.31K | SH | $131.4K 1.81% | 564.31K | 0.00 | 0.00 |
THE TRADE DESK INCSOLE | COM CL A | 1.98M | SH | $118.6K 1.64% | 1.98M | 0.00 | 0.00 |
DIAMONDBACK ENERGY INCSOLE | COM | 978.40K | SH | $117.9K 1.63% | 978.40K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 690K | SH | $112.7K 1.56% | 690K | 0.00 | 0.00 |
PETROLEO BRASILEIRO SA PETROSOLE | SPONSORED ADR | 9.04M | SH | $111.5K 1.54% | 9.04M | 0.00 | 0.00 |
EPAM SYS INCSOLE | COM | 287.50K | SH | $104.1K 1.44% | 287.50K | 0.00 | 0.00 |
PINTEREST INCSOLE | CL A | 3.81M | SH | $88.7K 1.22% | 3.81M | 0.00 | 0.00 |
SUNRUN INCSOLE | COM | 2.98M | SH | $82.3K 1.14% | 2.98M | 0.00 | 0.00 |
OCCIDENTAL PETE CORPSOLE | COM | 1.29M | SH | $79.0K 1.09% | 1.29M | 0.00 | 0.00 |
EQT CORPSOLE | COM | 1.89M | SH | $77.1K 1.06% | 1.89M | 0.00 | 0.00 |
CHARTER COMMUNICATIONS INC NSOLE | CL A | 244.40K | SH | $74.1K 1.02% | 244.40K | 0.00 | 0.00 |
ASCENDIS PHARMA A/SSOLE | SPONSORED ADR | 694.47K | SH | $71.7K 0.99% | 694.47K | 0.00 | 0.00 |
ANTERO RESOURCES CORPSOLE | COM | 2.16M | SH | $66.1K 0.91% | 2.16M | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 736.66K | SH | $64.3K 0.89% | 736.66K | 0.00 | 0.00 |
MCKESSON CORPSOLE | COM | 165.58K | SH | $56.3K 0.78% | 165.58K | 0.00 | 0.00 |
VICI PPTYS INCSOLE | COM | 1.84M | SH | $55.0K 0.76% | 1.84M | 0.00 | 0.00 |
VISTRA CORPSOLE | COM | 2.60M | SH | $54.7K 0.75% | 2.60M | 0.00 | 0.00 |
FIRST SOLAR INCSOLE | COM | 400.61K | SH | $53.0K 0.73% | 400.61K | 0.00 | 0.00 |
ACTIVISION BLIZZARD INCSOLE | COM | 697.80K | SH | $51.9K 0.72% | 697.80K | 0.00 | 0.00 |
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