Filed: 11/13/2023ACC: 0001725547-23-001968
📋 What this filing means
CAPSTONE INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 1153 equity positions with a total reported market value of $22.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1153
Positions
$22.22B
Total AUM (reported)
1.93B
Total Shares
Allocation by class
COM$7.53B33.9%
UNIT SER 1$5.16B23.2%
TR UNIT$2.22B10.0%
MSCI EMG MKT ETF$709.20M3.2%
MSCI EAFE ETF$699.37M3.1%
CL A$511.42M2.3%
FINANCIAL$347.28M1.6%
Portfolio Concentration
Top 3$8.09B36.4%
4–10$3.55B16.0%
11–25$2.53B11.4%
Rest$8.05B36.2%
Top 3 weight
36.4%
Top 10 weight
52.4%
Voting Authority Distribution
Total shares with voting rights: 1.93B
Sole
Full voting authority
1.93B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1153
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1153
Rows:
INVESCO QQQ TR
SOLEShares14.41M
TypeSH
Market value$5.16B
23.23%
Sole
14.41M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares5.20M
TypeSH
Market value$2.22B
10.01%
Sole
5.20M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares18.69M
TypeSH
Market value$709.20M
3.19%
Sole
18.69M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares10.15M
TypeSH
Market value$699.37M
3.15%
Sole
10.15M
Shared
0.00
None
0.00
APPLE INC
SOLEShares4.06M
TypeSH
Market value$694.39M
3.13%
Sole
4.06M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares2.16M
TypeSH
Market value$683.56M
3.08%
Sole
2.16M
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares945.32K
TypeSH
Market value$411.20M
1.85%
Sole
945.32K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares3.12M
TypeSH
Market value$396.20M
1.78%
Sole
3.12M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares10.47M
TypeSH
Market value$347.28M
1.56%
Sole
10.47M
Shared
0.00
None
0.00
TESLA INC
SOLEShares1.26M
TypeSH
Market value$316.30M
1.42%
Sole
1.26M
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares935.75K
TypeSH
Market value$280.92M
1.26%
Sole
935.75K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares2.12M
TypeSH
Market value$277.93M
1.25%
Sole
2.12M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.70M
TypeSH
Market value$272.76M
1.23%
Sole
3.70M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares1.85M
TypeSH
Market value$243.69M
1.10%
Sole
1.85M
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares1.31M
TypeSH
Market value$224.12M
1.01%
Sole
1.31M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares1.85M
TypeSH
Market value$187.46M
0.84%
Sole
1.85M
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares280.10K
TypeSH
Market value$141.22M
0.64%
Sole
280.10K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares972.94K
TypeSH
Market value$141.10M
0.64%
Sole
972.94K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares721.10K
TypeSH
Market value$118.21M
0.53%
Sole
721.10K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares580.32K
TypeSH
Market value$117.68M
0.53%
Sole
580.32K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares2.13M
TypeSH
Market value$114.63M
0.52%
Sole
2.13M
Shared
0.00
None
0.00
BANK AMERICA CORP
SOLEShares3.85M
TypeSH
Market value$105.32M
0.47%
Sole
3.85M
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares341.22K
TypeSH
Market value$103.10M
0.46%
Sole
341.22K
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares263.11K
TypeSH
Market value$99.35M
0.45%
Sole
263.11K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares960K
TypeSH
Market value$97.94M
0.44%
Sole
960K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 14.41M | SH | $5.16B 23.23% | 14.41M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 5.20M | SH | $2.22B 10.01% | 5.20M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 18.69M | SH | $709.20M 3.19% | 18.69M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 10.15M | SH | $699.37M 3.15% | 10.15M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 4.06M | SH | $694.39M 3.13% | 4.06M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 2.16M | SH | $683.56M 3.08% | 2.16M | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 945.32K | SH | $411.20M 1.85% | 945.32K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 3.12M | SH | $396.20M 1.78% | 3.12M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 10.47M | SH | $347.28M 1.56% | 10.47M | 0.00 | 0.00 |
TESLA INCSOLE | COM | 1.26M | SH | $316.30M 1.42% | 1.26M | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 935.75K | SH | $280.92M 1.26% | 935.75K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 2.12M | SH | $277.93M 1.25% | 2.12M | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 3.70M | SH | $272.76M 1.23% | 3.70M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 1.85M | SH | $243.69M 1.10% | 1.85M | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 1.31M | SH | $224.12M 1.01% | 1.31M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | INDL | 1.85M | SH | $187.46M 0.84% | 1.85M | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 280.10K | SH | $141.22M 0.64% | 280.10K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 972.94K | SH | $141.10M 0.64% | 972.94K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 721.10K | SH | $118.21M 0.53% | 721.10K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 580.32K | SH | $117.68M 0.53% | 580.32K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 2.13M | SH | $114.63M 0.52% | 2.13M | 0.00 | 0.00 |
BANK AMERICA CORPSOLE | COM | 3.85M | SH | $105.32M 0.47% | 3.85M | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 341.22K | SH | $103.10M 0.46% | 341.22K | 0.00 | 0.00 |
NETFLIX INCSOLE | COM | 263.11K | SH | $99.35M 0.45% | 263.11K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 960K | SH | $97.94M 0.44% | 960K | 0.00 | 0.00 |
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