Filed: 8/10/2023ACC: 0001725547-23-000224
📋 What this filing means
CAPSTONE INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 971 equity positions with a total reported market value of $20.24B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
971
Positions
$20.24B
Total AUM (reported)
2.03B
Total Shares
Allocation by class
COM$6.67B33.0%
UNIT SER 1$6.24B30.8%
TR UNIT$1.02B5.1%
CL A$475.00M2.3%
IBOXX HI YD ETF$361.32M1.8%
TECHNOLOGY$333.12M1.6%
GOLD SHS$287.01M1.4%
Portfolio Concentration
Top 3$8.30B41.0%
4–10$2.68B13.2%
11–25$2.07B10.2%
Rest$7.19B35.6%
Top 3 weight
41.0%
Top 10 weight
54.2%
Voting Authority Distribution
Total shares with voting rights: 2.03B
Sole
Full voting authority
2.03B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole971
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings971
Rows:
INVESCO QQQ TR
SOLEShares16.88M
TypeSH
Market value$6.24B
30.82%
Sole
16.88M
Shared
0.00
None
0.00
APPLE INC
SOLEShares5.34M
TypeSH
Market value$1.04B
5.12%
Sole
5.34M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares2.31M
TypeSH
Market value$1.02B
5.06%
Sole
2.31M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares1.75M
TypeSH
Market value$596.99M
2.95%
Sole
1.75M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares3.49M
TypeSH
Market value$454.58M
2.25%
Sole
3.49M
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares859.29K
TypeSH
Market value$363.50M
1.80%
Sole
859.29K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.81M
TypeSH
Market value$361.32M
1.79%
Sole
4.81M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares1.92M
TypeSH
Market value$333.12M
1.65%
Sole
1.92M
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares1.61M
TypeSH
Market value$287.01M
1.42%
Sole
1.61M
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares974.66K
TypeSH
Market value$279.71M
1.38%
Sole
974.66K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares6.84M
TypeSH
Market value$270.67M
1.34%
Sole
6.84M
Shared
0.00
None
0.00
TESLA INC
SOLEShares1.01M
TypeSH
Market value$264.85M
1.31%
Sole
1.01M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares1.72M
TypeSH
Market value$206.12M
1.02%
Sole
1.72M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares1.57M
TypeSH
Market value$189.66M
0.94%
Sole
1.57M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares2.14M
TypeSH
Market value$139.47M
0.69%
Sole
2.14M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares928K
TypeSH
Market value$123.17M
0.61%
Sole
928K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares242.70K
TypeSH
Market value$116.65M
0.58%
Sole
242.70K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares648.70K
TypeSH
Market value$110.16M
0.54%
Sole
648.70K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares2.90M
TypeSH
Market value$97.71M
0.48%
Sole
2.90M
Shared
0.00
None
0.00
INSIGHT ENTERPRISES INC
SOLEShares45.32M
TypePRN
Market value$97.23M
0.48%
Sole
45.32M
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares656.44K
TypeSH
Market value$95.47M
0.47%
Sole
656.44K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.26M
TypeSH
Market value$93.36M
0.46%
Sole
1.26M
Shared
0.00
None
0.00
ORACLE CORP
SOLEShares749.20K
TypeSH
Market value$89.22M
0.44%
Sole
749.20K
Shared
0.00
None
0.00
NOVA LTD
SOLEShares55.54M
TypePRN
Market value$89.04M
0.44%
Sole
55.54M
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares1.68M
TypeSH
Market value$86.73M
0.43%
Sole
1.68M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 16.88M | SH | $6.24B 30.82% | 16.88M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 5.34M | SH | $1.04B 5.12% | 5.34M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 2.31M | SH | $1.02B 5.06% | 2.31M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 1.75M | SH | $596.99M 2.95% | 1.75M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 3.49M | SH | $454.58M 2.25% | 3.49M | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 859.29K | SH | $363.50M 1.80% | 859.29K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 4.81M | SH | $361.32M 1.79% | 4.81M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 1.92M | SH | $333.12M 1.65% | 1.92M | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 1.61M | SH | $287.01M 1.42% | 1.61M | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 974.66K | SH | $279.71M 1.38% | 974.66K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 6.84M | SH | $270.67M 1.34% | 6.84M | 0.00 | 0.00 |
TESLA INCSOLE | COM | 1.01M | SH | $264.85M 1.31% | 1.01M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 1.72M | SH | $206.12M 1.02% | 1.72M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 1.57M | SH | $189.66M 0.94% | 1.57M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | COMMUNICATION | 2.14M | SH | $139.47M 0.69% | 2.14M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 928K | SH | $123.17M 0.61% | 928K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 242.70K | SH | $116.65M 0.58% | 242.70K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI CONS DISCR | 648.70K | SH | $110.16M 0.54% | 648.70K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 2.90M | SH | $97.71M 0.48% | 2.90M | 0.00 | 0.00 |
INSIGHT ENTERPRISES INCSOLE | NOTE 0.750% 2/1 | 45.32M | PRN | $97.23M 0.48% | 45.32M | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 656.44K | SH | $95.47M 0.47% | 656.44K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI USA MIN VOL | 1.26M | SH | $93.36M 0.46% | 1.26M | 0.00 | 0.00 |
ORACLE CORPSOLE | COM | 749.20K | SH | $89.22M 0.44% | 749.20K | 0.00 | 0.00 |
NOVA LTDSOLE | NOTE 10/1 | 55.54M | PRN | $89.04M 0.44% | 55.54M | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 1.68M | SH | $86.73M 0.43% | 1.68M | 0.00 | 0.00 |
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