Filed: 5/9/2023ACC: 0001725547-23-000118
📋 What this filing means
CAPSTONE INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 702 equity positions with a total reported market value of $19.78B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
702
Positions
$19.78B
Total AUM (reported)
2.15B
Total Shares
Allocation by class
UNIT SER 1$8.51B43.0%
COM$4.87B24.6%
TR UNIT$778.16M3.9%
CL A$355.57M1.8%
GOLD SHS$312.58M1.6%
IBOXX HI YD ETF$302.20M1.5%
TECHNOLOGY$191.95M1.0%
Portfolio Concentration
Top 3$9.79B49.5%
4–10$2.02B10.2%
11–25$1.61B8.1%
Rest$6.37B32.2%
Top 3 weight
49.5%
Top 10 weight
59.7%
Voting Authority Distribution
Total shares with voting rights: 2.15B
Sole
Full voting authority
2.15B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole702
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings702
Rows:
INVESCO QQQ TR
SOLEShares26.51M
TypeSH
Market value$8.51B
43.02%
Sole
26.51M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares1.90M
TypeSH
Market value$778.16M
3.93%
Sole
1.90M
Shared
0.00
None
0.00
APPLE INC
SOLEShares3.03M
TypeSH
Market value$499.93M
2.53%
Sole
3.03M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares4.12M
TypeSH
Market value$425.28M
2.15%
Sole
4.12M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares1.32M
TypeSH
Market value$381.35M
1.93%
Sole
1.32M
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares1.71M
TypeSH
Market value$312.58M
1.58%
Sole
1.71M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4M
TypeSH
Market value$302.20M
1.53%
Sole
4M
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares1.05M
TypeSH
Market value$222.56M
1.13%
Sole
1.05M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares1.27M
TypeSH
Market value$191.95M
0.97%
Sole
1.27M
Shared
0.00
None
0.00
TESLA INC
SOLEShares864.33K
TypeSH
Market value$179.31M
0.91%
Sole
864.33K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.20M
TypeSH
Market value$165.66M
0.84%
Sole
4.20M
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares546.50K
TypeSH
Market value$151.80M
0.77%
Sole
546.50K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares1.26M
TypeSH
Market value$130.65M
0.66%
Sole
1.26M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares1.18M
TypeSH
Market value$122.24M
0.62%
Sole
1.18M
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares257.48K
TypeSH
Market value$121.68M
0.62%
Sole
257.48K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares660.17K
TypeSH
Market value$117.77M
0.60%
Sole
660.17K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.97M
TypeSH
Market value$117.10M
0.59%
Sole
3.97M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.33M
TypeSH
Market value$95.31M
0.48%
Sole
1.33M
Shared
0.00
None
0.00
INSIGHT ENTERPRISES INC
SOLEShares45.32M
TypePRN
Market value$95.14M
0.48%
Sole
45.32M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares697.40K
TypeSH
Market value$90.29M
0.46%
Sole
697.40K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares1.64M
TypeSH
Market value$85.56M
0.43%
Sole
1.64M
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares416.72K
TypeSH
Market value$83.25M
0.42%
Sole
416.72K
Shared
0.00
None
0.00
WORLD WRESTLING ENTMT INC
SOLEShares21.87M
TypePRN
Market value$79.77M
0.40%
Sole
21.87M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares700K
TypeSH
Market value$76.73M
0.39%
Sole
700K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares37.85M
TypePRN
Market value$76.51M
0.39%
Sole
37.85M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 26.51M | SH | $8.51B 43.02% | 26.51M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.90M | SH | $778.16M 3.93% | 1.90M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 3.03M | SH | $499.93M 2.53% | 3.03M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 4.12M | SH | $425.28M 2.15% | 4.12M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 1.32M | SH | $381.35M 1.93% | 1.32M | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 1.71M | SH | $312.58M 1.58% | 1.71M | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 4M | SH | $302.20M 1.53% | 4M | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 1.05M | SH | $222.56M 1.13% | 1.05M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 1.27M | SH | $191.95M 0.97% | 1.27M | 0.00 | 0.00 |
TESLA INCSOLE | COM | 864.33K | SH | $179.31M 0.91% | 864.33K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 4.20M | SH | $165.66M 0.84% | 4.20M | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 546.50K | SH | $151.80M 0.77% | 546.50K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 1.26M | SH | $130.65M 0.66% | 1.26M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 1.18M | SH | $122.24M 0.62% | 1.18M | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 257.48K | SH | $121.68M 0.62% | 257.48K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 660.17K | SH | $117.77M 0.60% | 660.17K | 0.00 | 0.00 |
ISHARES TRSOLE | CHINA LG-CAP ETF | 3.97M | SH | $117.10M 0.59% | 3.97M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 1.33M | SH | $95.31M 0.48% | 1.33M | 0.00 | 0.00 |
INSIGHT ENTERPRISES INCSOLE | NOTE 0.750% 2/1 | 45.32M | PRN | $95.14M 0.48% | 45.32M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 697.40K | SH | $90.29M 0.46% | 697.40K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 1.64M | SH | $85.56M 0.43% | 1.64M | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 416.72K | SH | $83.25M 0.42% | 416.72K | 0.00 | 0.00 |
WORLD WRESTLING ENTMT INCSOLE | NOTE 3.375%12/1 | 21.87M | PRN | $79.77M 0.40% | 21.87M | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 700K | SH | $76.73M 0.39% | 700K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 37.85M | PRN | $76.51M 0.39% | 37.85M | 0.00 | 0.00 |
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