Filed: 2/10/2023ACC: 0001725547-23-000053
📋 What this filing means
CAPSTONE INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 763 equity positions with a total reported market value of $13.74B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
763
Positions
$13.74B
Total AUM (reported)
2.26B
Total Shares
Allocation by class
COM$3.97B28.9%
UNIT SER 1$2.17B15.8%
RUSSELL 2000 ETF$1.42B10.3%
TR UNIT$716.25M5.2%
MSCI EAFE ETF$547.35M4.0%
GOLD SHS$305.57M2.2%
CL A$259.71M1.9%
Portfolio Concentration
Top 3$4.31B31.4%
4–10$1.89B13.8%
11–25$1.26B9.1%
Rest$6.28B45.7%
Top 3 weight
31.4%
Top 10 weight
45.1%
Voting Authority Distribution
Total shares with voting rights: 2.26B
Sole
Full voting authority
2.26B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole763
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings763
Rows:
INVESCO QQQ TR
SOLEShares8.17M
TypeSH
Market value$2.17B
15.83%
Sole
8.17M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.12M
TypeSH
Market value$1.42B
10.31%
Sole
8.12M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares1.87M
TypeSH
Market value$716.25M
5.21%
Sole
1.87M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.34M
TypeSH
Market value$547.35M
3.98%
Sole
8.34M
Shared
0.00
None
0.00
SPDR GOLD TR
SOLEShares1.80M
TypeSH
Market value$305.57M
2.22%
Sole
1.80M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.50M
TypeSH
Market value$257.70M
1.88%
Sole
3.50M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares8.84M
TypeSH
Market value$250.06M
1.82%
Sole
8.84M
Shared
0.00
None
0.00
APPLE INC
SOLEShares1.68M
TypeSH
Market value$218.11M
1.59%
Sole
1.68M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares751.47K
TypeSH
Market value$180.22M
1.31%
Sole
751.47K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares3.56M
TypeSH
Market value$134.86M
0.98%
Sole
3.56M
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares361.79K
TypeSH
Market value$111.76M
0.81%
Sole
361.79K
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares204.70K
TypeSH
Market value$108.53M
0.79%
Sole
204.70K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.02M
TypeSH
Market value$108.07M
0.79%
Sole
1.02M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares1.28M
TypeSH
Market value$107.24M
0.78%
Sole
1.28M
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares903.97K
TypeSH
Market value$99.71M
0.73%
Sole
903.97K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares726.97K
TypeSH
Market value$97.49M
0.71%
Sole
726.97K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares893.05K
TypeSH
Market value$79.24M
0.58%
Sole
893.05K
Shared
0.00
None
0.00
KBR INC
SOLEShares34.48M
TypePRN
Market value$72.87M
0.53%
Sole
34.48M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares823.53K
TypeSH
Market value$72.66M
0.53%
Sole
823.53K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares1.50M
TypeSH
Market value$71.29M
0.52%
Sole
1.50M
Shared
0.00
None
0.00
INSIGHT ENTERPRISES INC
SOLEShares45.32M
TypePRN
Market value$68.25M
0.50%
Sole
45.32M
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares185.93K
TypeSH
Market value$68.02M
0.50%
Sole
185.93K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares434.90K
TypeSH
Market value$65.91M
0.48%
Sole
434.90K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares202.19K
TypeSH
Market value$63.86M
0.46%
Sole
202.19K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares435.64K
TypeSH
Market value$61.15M
0.45%
Sole
435.64K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 8.17M | SH | $2.17B 15.83% | 8.17M | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 8.12M | SH | $1.42B 10.31% | 8.12M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.87M | SH | $716.25M 5.21% | 1.87M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 8.34M | SH | $547.35M 3.98% | 8.34M | 0.00 | 0.00 |
SPDR GOLD TRSOLE | GOLD SHS | 1.80M | SH | $305.57M 2.22% | 1.80M | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 3.50M | SH | $257.70M 1.88% | 3.50M | 0.00 | 0.00 |
ISHARES TRSOLE | CHINA LG-CAP ETF | 8.84M | SH | $250.06M 1.82% | 8.84M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 1.68M | SH | $218.11M 1.59% | 1.68M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 751.47K | SH | $180.22M 1.31% | 751.47K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 3.56M | SH | $134.86M 0.98% | 3.56M | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 361.79K | SH | $111.76M 0.81% | 361.79K | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 204.70K | SH | $108.53M 0.79% | 204.70K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 1.02M | SH | $108.07M 0.79% | 1.02M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 1.28M | SH | $107.24M 0.78% | 1.28M | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 903.97K | SH | $99.71M 0.73% | 903.97K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 726.97K | SH | $97.49M 0.71% | 726.97K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 893.05K | SH | $79.24M 0.58% | 893.05K | 0.00 | 0.00 |
KBR INCSOLE | NOTE 2.500%11/0 | 34.48M | PRN | $72.87M 0.53% | 34.48M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 823.53K | SH | $72.66M 0.53% | 823.53K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 1.50M | SH | $71.29M 0.52% | 1.50M | 0.00 | 0.00 |
INSIGHT ENTERPRISES INCSOLE | NOTE 0.750% 2/1 | 45.32M | PRN | $68.25M 0.50% | 45.32M | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 185.93K | SH | $68.02M 0.50% | 185.93K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 434.90K | SH | $65.91M 0.48% | 434.90K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 202.19K | SH | $63.86M 0.46% | 202.19K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | VALUE ETF | 435.64K | SH | $61.15M 0.45% | 435.64K | 0.00 | 0.00 |
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