Filed: 11/10/2022ACC: 0001725547-22-000198
📋 What this filing means
CAPSTONE INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 864 equity positions with a total reported market value of $16.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
864
Positions
$16.56M
Total AUM (reported)
2.32B
Total Shares
Allocation by class
COM$4.52M27.3%
UNIT SER 1$3.35M20.2%
RUSSELL 2000 ETF$2.43M14.7%
MSCI EAFE ETF$815.2K4.9%
MSCI EMG MKT ETF$546.7K3.3%
TR UNIT$347.5K2.1%
IBOXX HI YD ETF$321.3K1.9%
Portfolio Concentration
Top 3$6.60M39.8%
4–10$2.28M13.8%
11–25$1.22M7.4%
Rest$6.47M39.1%
Top 3 weight
39.8%
Top 10 weight
53.6%
Voting Authority Distribution
Total shares with voting rights: 2.32B
Sole
Full voting authority
2.32B
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole864
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings864
Rows:
INVESCO QQQ TR
SOLEShares12.55M
TypeSH
Market value$3.35M
20.24%
Sole
12.55M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.72M
TypeSH
Market value$2.43M
14.65%
Sole
14.72M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares14.55M
TypeSH
Market value$815.2K
4.92%
Sole
14.55M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares15.67M
TypeSH
Market value$546.7K
3.30%
Sole
15.67M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares972.95K
TypeSH
Market value$347.5K
2.10%
Sole
972.95K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares1.40M
TypeSH
Market value$326.1K
1.97%
Sole
1.40M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares2.88M
TypeSH
Market value$325.1K
1.96%
Sole
2.88M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.50M
TypeSH
Market value$321.3K
1.94%
Sole
4.50M
Shared
0.00
None
0.00
APPLE INC
SOLEShares2.13M
TypeSH
Market value$294.0K
1.78%
Sole
2.13M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.69M
TypeSH
Market value$121.3K
0.73%
Sole
4.69M
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares408.63K
TypeSH
Market value$109.1K
0.66%
Sole
408.63K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares1.02M
TypeSH
Market value$105.0K
0.63%
Sole
1.02M
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares720.11K
TypeSH
Market value$97.7K
0.59%
Sole
720.11K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares1.02M
TypeSH
Market value$97.6K
0.59%
Sole
1.02M
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares1.04M
TypeSH
Market value$90.8K
0.55%
Sole
1.04M
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares817.26K
TypeSH
Market value$85.4K
0.52%
Sole
817.26K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares301.57K
TypeSH
Market value$83.2K
0.50%
Sole
301.57K
Shared
0.00
None
0.00
TESLA INC
SOLEShares300.43K
TypeSH
Market value$79.7K
0.48%
Sole
300.43K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares820.95K
TypeSH
Market value$78.9K
0.48%
Sole
820.95K
Shared
0.00
None
0.00
LUMENTUM HLDGS INC
SOLEShares59.01M
TypePRN
Market value$72.7K
0.44%
Sole
59.01M
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares130.80K
TypeSH
Market value$66.1K
0.40%
Sole
130.80K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares628.70K
TypeSH
Market value$64.4K
0.39%
Sole
628.70K
Shared
0.00
None
0.00
PALO ALTO NETWORKS INC
SOLEShares37.85M
TypePRN
Market value$64.2K
0.39%
Sole
37.85M
Shared
0.00
None
0.00
FTI CONSULTING INC
SOLEShares37.50M
TypePRN
Market value$62.0K
0.37%
Sole
37.50M
Shared
0.00
None
0.00
LIVENT CORP
SOLEShares16.97M
TypePRN
Market value$61.2K
0.37%
Sole
16.97M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 12.55M | SH | $3.35M 20.24% | 12.55M | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 14.72M | SH | $2.43M 14.65% | 14.72M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 14.55M | SH | $815.2K 4.92% | 14.55M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 15.67M | SH | $546.7K 3.30% | 15.67M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 972.95K | SH | $347.5K 2.10% | 972.95K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 1.40M | SH | $326.1K 1.97% | 1.40M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 2.88M | SH | $325.1K 1.96% | 2.88M | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 4.50M | SH | $321.3K 1.94% | 4.50M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 2.13M | SH | $294.0K 1.78% | 2.13M | 0.00 | 0.00 |
ISHARES TRSOLE | CHINA LG-CAP ETF | 4.69M | SH | $121.3K 0.73% | 4.69M | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 408.63K | SH | $109.1K 0.66% | 408.63K | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX INV CP ETF | 1.02M | SH | $105.0K 0.63% | 1.02M | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 720.11K | SH | $97.7K 0.59% | 720.11K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 1.02M | SH | $97.6K 0.59% | 1.02M | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 1.04M | SH | $90.8K 0.55% | 1.04M | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 817.26K | SH | $85.4K 0.52% | 817.26K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 301.57K | SH | $83.2K 0.50% | 301.57K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 300.43K | SH | $79.7K 0.48% | 300.43K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 820.95K | SH | $78.9K 0.48% | 820.95K | 0.00 | 0.00 |
LUMENTUM HLDGS INCSOLE | NOTE 0.250% 3/1 | 59.01M | PRN | $72.7K 0.44% | 59.01M | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 130.80K | SH | $66.1K 0.40% | 130.80K | 0.00 | 0.00 |
ISHARES TRSOLE | 20 YR TR BD ETF | 628.70K | SH | $64.4K 0.39% | 628.70K | 0.00 | 0.00 |
PALO ALTO NETWORKS INCSOLE | NOTE 0.375% 6/0 | 37.85M | PRN | $64.2K 0.39% | 37.85M | 0.00 | 0.00 |
FTI CONSULTING INCSOLE | NOTE 2.000% 8/1 | 37.50M | PRN | $62.0K 0.37% | 37.50M | 0.00 | 0.00 |
LIVENT CORPSOLE | NOTE 4.125% 7/1 | 16.97M | PRN | $61.2K 0.37% | 16.97M | 0.00 | 0.00 |
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