Filed: 2/12/2024ACC: 0001172661-24-000712
📋 What this filing means
CAPSTONE INVESTMENT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 1189 equity positions with a total reported market value of $33.22B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1189
Positions
$33.22B
Total AUM (reported)
2.47B
Total Shares
Allocation by class
COM$13.97B42.0%
UNIT SER 1$7.24B21.8%
TR UNIT$2.36B7.1%
CL A$938.03M2.8%
RUSSELL 2000 ETF$847.46M2.6%
CAP STK CL A$550.76M1.7%
CAP STK CL C$418.87M1.3%
Portfolio Concentration
Top 3$11.05B33.3%
4–10$6.20B18.7%
11–25$3.91B11.8%
Rest$12.06B36.3%
Top 3 weight
33.3%
Top 10 weight
51.9%
Voting Authority Distribution
Total shares with voting rights: 221M
Sole
Full voting authority
221M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1189
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1189
Rows:
INVESCO QQQ TR
SOLEShares17.69M
TypeSH
Market value$7.24B
21.80%
Sole
17.69M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares4.96M
TypeSH
Market value$2.36B
7.10%
Sole
4.96M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares3.85M
TypeSH
Market value$1.45B
4.36%
Sole
3.85M
Shared
0.00
None
0.00
APPLE INC
SOLEShares7.32M
TypeSH
Market value$1.41B
4.24%
Sole
7.32M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares8.12M
TypeSH
Market value$1.23B
3.71%
Sole
8.12M
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares1.77M
TypeSH
Market value$874.27M
2.63%
Sole
1.77M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares4.22M
TypeSH
Market value$847.46M
2.55%
Sole
4.22M
Shared
0.00
None
0.00
TESLA INC
SOLEShares2.70M
TypeSH
Market value$670.47M
2.02%
Sole
2.70M
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares1.74M
TypeSH
Market value$617.23M
1.86%
Sole
1.74M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares3.94M
TypeSH
Market value$550.76M
1.66%
Sole
3.94M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares2.97M
TypeSH
Market value$418.87M
1.26%
Sole
2.97M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares5.40M
TypeSH
Market value$417.65M
1.26%
Sole
5.40M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares9.95M
TypeSH
Market value$400.11M
1.20%
Sole
9.95M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares8.73M
TypeSH
Market value$328.13M
0.99%
Sole
8.73M
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares263.37K
TypeSH
Market value$293.99M
0.88%
Sole
263.37K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares1.66M
TypeSH
Market value$283.00M
0.85%
Sole
1.66M
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares371.89K
TypeSH
Market value$245.48M
0.74%
Sole
371.89K
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares453K
TypeSH
Market value$220.55M
0.66%
Sole
453K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares802.77K
TypeSH
Market value$211.24M
0.64%
Sole
802.77K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares1.42M
TypeSH
Market value$193.36M
0.58%
Sole
1.42M
Shared
0.00
None
0.00
GOLDMAN SACHS GROUP INC
SOLEShares481.27K
TypeSH
Market value$185.66M
0.56%
Sole
481.27K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2.46M
TypeSH
Market value$185.66M
0.56%
Sole
2.46M
Shared
0.00
None
0.00
UNITEDHEALTH GROUP INC
SOLEShares339.89K
TypeSH
Market value$178.94M
0.54%
Sole
339.89K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares513.98K
TypeSH
Market value$178.12M
0.54%
Sole
513.98K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares1.70M
TypeSH
Market value$170.02M
0.51%
Sole
1.70M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 17.69M | SH | $7.24B 21.80% | 17.69M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 4.96M | SH | $2.36B 7.10% | 4.96M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 3.85M | SH | $1.45B 4.36% | 3.85M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 7.32M | SH | $1.41B 4.24% | 7.32M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 8.12M | SH | $1.23B 3.71% | 8.12M | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 1.77M | SH | $874.27M 2.63% | 1.77M | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 4.22M | SH | $847.46M 2.55% | 4.22M | 0.00 | 0.00 |
TESLA INCSOLE | COM | 2.70M | SH | $670.47M 2.02% | 2.70M | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 1.74M | SH | $617.23M 1.86% | 1.74M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 3.94M | SH | $550.76M 1.66% | 3.94M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 2.97M | SH | $418.87M 1.26% | 2.97M | 0.00 | 0.00 |
ISHARES TRSOLE | IBOXX HI YD ETF | 5.40M | SH | $417.65M 1.26% | 5.40M | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EMG MKT ETF | 9.95M | SH | $400.11M 1.20% | 9.95M | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | FINANCIAL | 8.73M | SH | $328.13M 0.99% | 8.73M | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 263.37K | SH | $293.99M 0.88% | 263.37K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 1.66M | SH | $283.00M 0.85% | 1.66M | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 371.89K | SH | $245.48M 0.74% | 371.89K | 0.00 | 0.00 |
NETFLIX INCSOLE | COM | 453K | SH | $220.55M 0.66% | 453K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 802.77K | SH | $211.24M 0.64% | 802.77K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 1.42M | SH | $193.36M 0.58% | 1.42M | 0.00 | 0.00 |
GOLDMAN SACHS GROUP INCSOLE | COM | 481.27K | SH | $185.66M 0.56% | 481.27K | 0.00 | 0.00 |
ISHARES TRSOLE | MSCI EAFE ETF | 2.46M | SH | $185.66M 0.56% | 2.46M | 0.00 | 0.00 |
UNITEDHEALTH GROUP INCSOLE | COM | 339.89K | SH | $178.94M 0.54% | 339.89K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 513.98K | SH | $178.12M 0.54% | 513.98K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 1.70M | SH | $170.02M 0.51% | 1.70M | 0.00 | 0.00 |
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