Filed: 2/13/2024ACC: 0001599217-24-000004
📋 What this filing means
CAPSTONE FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 151 equity positions with a total reported market value of $1.40B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
151
Positions
$1.40B
Total AUM (reported)
20.64M
Total Shares
Allocation by class
TOTAL STK MKT$205.04M14.7%
RUS 1000 ETF$185.40M13.3%
COM$167.66M12.0%
US CORE EQUITY 2$155.04M11.1%
TOTAL BND MRKT$103.26M7.4%
STOXX GLOBR INF$91.90M6.6%
VG TL INTL STK F$83.83M6.0%
Portfolio Concentration
Top 3$545.48M39.1%
4–10$525.00M37.6%
11–25$233.73M16.7%
Rest$92.13M6.6%
Top 3 weight
39.1%
Top 10 weight
76.7%
Voting Authority Distribution
Total shares with voting rights: 20.64M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.64M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole151
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings151
Rows:
VANGUARD INDEX FDS
SOLEShares864.36K
TypeSH
Market value$205.04M
14.68%
Sole
0.00
Shared
0.00
None
864.36K
ISHARES TR
SOLEShares706.94K
TypeSH
Market value$185.40M
13.28%
Sole
0.00
Shared
0.00
None
706.94K
DIMENSIONAL ETF TRUST
SOLEShares5.30M
TypeSH
Market value$155.04M
11.10%
Sole
0.00
Shared
0.00
None
5.30M
VANGUARD BD INDEX FDS
SOLEShares1.40M
TypeSH
Market value$103.26M
7.39%
Sole
0.00
Shared
0.00
None
1.40M
FLEXSHARES TR
SOLEShares1.72M
TypeSH
Market value$91.90M
6.58%
Sole
0.00
Shared
0.00
None
1.72M
VANGUARD STAR FDS
SOLEShares1.45M
TypeSH
Market value$83.83M
6.00%
Sole
0.00
Shared
0.00
None
1.45M
DIMENSIONAL ETF TRUST
SOLEShares2.81M
TypeSH
Market value$68.73M
4.92%
Sole
0.00
Shared
0.00
None
2.81M
ISHARES TR
SOLEShares1.03M
TypeSH
Market value$67.20M
4.81%
Sole
0.00
Shared
0.00
None
1.03M
MCDONALDS CORP
SOLEShares220.36K
TypeSH
Market value$65.34M
4.68%
Sole
0.00
Shared
0.00
None
220.36K
VANGUARD CHARLOTTE FDS
SOLEShares906.31K
TypeSH
Market value$44.74M
3.20%
Sole
0.00
Shared
0.00
None
906.31K
FLEXSHARES TR
SOLEShares501.13K
TypeSH
Market value$34.22M
2.45%
Sole
0.00
Shared
0.00
None
501.13K
ISHARES TR
SOLEShares107.44K
TypeSH
Market value$32.57M
2.33%
Sole
0.00
Shared
0.00
None
107.44K
APPLE INC
SOLEShares167K
TypeSH
Market value$32.15M
2.30%
Sole
0.00
Shared
0.00
None
167K
FLEXSHARES TR
SOLEShares167.73K
TypeSH
Market value$30.61M
2.19%
Sole
0.00
Shared
0.00
None
167.73K
ISHARES TR
SOLEShares913.34K
TypeSH
Market value$22.08M
1.58%
Sole
0.00
Shared
0.00
None
913.34K
ISHARES TR
SOLEShares173.28K
TypeSH
Market value$18.23M
1.31%
Sole
0.00
Shared
0.00
None
173.28K
ISHARES TR
SOLEShares103.58K
TypeSH
Market value$10.28M
0.74%
Sole
0.00
Shared
0.00
None
103.58K
JPMORGAN CHASE & CO
SOLEShares52.86K
TypeSH
Market value$8.99M
0.64%
Sole
0.00
Shared
0.00
None
52.86K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares16.29K
TypeSH
Market value$8.26M
0.59%
Sole
0.00
Shared
0.00
None
16.29K
VANGUARD SPECIALIZED FUNDS
SOLEShares48.02K
TypeSH
Market value$8.18M
0.59%
Sole
0.00
Shared
0.00
None
48.02K
ISHARES TR
SOLEShares152.05K
TypeSH
Market value$7.57M
0.54%
Sole
0.00
Shared
0.00
None
152.05K
MICROSOFT CORP
SOLEShares14.60K
TypeSH
Market value$5.49M
0.39%
Sole
0.00
Shared
0.00
None
14.60K
AMAZON COM INC
SOLEShares35.22K
TypeSH
Market value$5.35M
0.38%
Sole
0.00
Shared
0.00
None
35.22K
ISHARES TR
SOLEShares25.68K
TypeSH
Market value$5.15M
0.37%
Sole
0.00
Shared
0.00
None
25.68K
VANGUARD MUN BD FDS
SOLEShares89.51K
TypeSH
Market value$4.57M
0.33%
Sole
0.00
Shared
0.00
None
89.51K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 864.36K | SH | $205.04M 14.68% | 0.00 | 0.00 | 864.36K |
ISHARES TRSOLE | RUS 1000 ETF | 706.94K | SH | $185.40M 13.28% | 0.00 | 0.00 | 706.94K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 5.30M | SH | $155.04M 11.10% | 0.00 | 0.00 | 5.30M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 1.40M | SH | $103.26M 7.39% | 0.00 | 0.00 | 1.40M |
FLEXSHARES TRSOLE | STOXX GLOBR INF | 1.72M | SH | $91.90M 6.58% | 0.00 | 0.00 | 1.72M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 1.45M | SH | $83.83M 6.00% | 0.00 | 0.00 | 1.45M |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 2.81M | SH | $68.73M 4.92% | 0.00 | 0.00 | 2.81M |
ISHARES TRSOLE | CORE MSCI TOTAL | 1.03M | SH | $67.20M 4.81% | 0.00 | 0.00 | 1.03M |
MCDONALDS CORPSOLE | COM | 220.36K | SH | $65.34M 4.68% | 0.00 | 0.00 | 220.36K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 906.31K | SH | $44.74M 3.20% | 0.00 | 0.00 | 906.31K |
FLEXSHARES TRSOLE | M STAR DEV MKT | 501.13K | SH | $34.22M 2.45% | 0.00 | 0.00 | 501.13K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 107.44K | SH | $32.57M 2.33% | 0.00 | 0.00 | 107.44K |
APPLE INCSOLE | COM | 167K | SH | $32.15M 2.30% | 0.00 | 0.00 | 167K |
FLEXSHARES TRSOLE | MORNSTAR USMKT | 167.73K | SH | $30.61M 2.19% | 0.00 | 0.00 | 167.73K |
ISHARES TRSOLE | GLOBAL REIT ETF | 913.34K | SH | $22.08M 1.58% | 0.00 | 0.00 | 913.34K |
ISHARES TRSOLE | CORE S&P TTL STK | 173.28K | SH | $18.23M 1.31% | 0.00 | 0.00 | 173.28K |
ISHARES TRSOLE | CORE US AGGBD ET | 103.58K | SH | $10.28M 0.74% | 0.00 | 0.00 | 103.58K |
JPMORGAN CHASE & COSOLE | COM | 52.86K | SH | $8.99M 0.64% | 0.00 | 0.00 | 52.86K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 16.29K | SH | $8.26M 0.59% | 0.00 | 0.00 | 16.29K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 48.02K | SH | $8.18M 0.59% | 0.00 | 0.00 | 48.02K |
ISHARES TRSOLE | CORE INTL AGGR | 152.05K | SH | $7.57M 0.54% | 0.00 | 0.00 | 152.05K |
MICROSOFT CORPSOLE | COM | 14.60K | SH | $5.49M 0.39% | 0.00 | 0.00 | 14.60K |
AMAZON COM INCSOLE | COM | 35.22K | SH | $5.35M 0.38% | 0.00 | 0.00 | 35.22K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 25.68K | SH | $5.15M 0.37% | 0.00 | 0.00 | 25.68K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 89.51K | SH | $4.57M 0.33% | 0.00 | 0.00 | 89.51K |
Page 1 of 7
…