Filed: 11/13/2023ACC: 0001599217-23-000009
📋 What this filing means
CAPSTONE FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 146 equity positions with a total reported market value of $1.27B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
146
Positions
$1.27B
Total AUM (reported)
20.96M
Total Shares
Allocation by class
TOTAL STK MKT$180.27M14.2%
RUS 1000 ETF$170.59M13.5%
COM$150.16M11.8%
US CORE EQUITY 2$138.07M10.9%
TOTAL BND MRKT$91.54M7.2%
STOXX GLOBR INF$82.91M6.5%
VG TL INTL STK F$74.44M5.9%
Portfolio Concentration
Top 3$488.93M38.6%
4–10$472.06M37.2%
11–25$224.27M17.7%
Rest$82.14M6.5%
Top 3 weight
38.6%
Top 10 weight
75.8%
Voting Authority Distribution
Total shares with voting rights: 20.96M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.96M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole146
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings146
Rows:
VANGUARD INDEX FDS
SOLEShares848.67K
TypeSH
Market value$180.27M
14.22%
Sole
0.00
Shared
0.00
None
848.67K
ISHARES TR
SOLEShares726.21K
TypeSH
Market value$170.59M
13.46%
Sole
0.00
Shared
0.00
None
726.21K
DIMENSIONAL ETF TRUST
SOLEShares5.27M
TypeSH
Market value$138.07M
10.89%
Sole
0.00
Shared
0.00
None
5.27M
VANGUARD BD INDEX FDS
SOLEShares1.31M
TypeSH
Market value$91.54M
7.22%
Sole
0.00
Shared
0.00
None
1.31M
FLEXSHARES TR
SOLEShares1.71M
TypeSH
Market value$82.91M
6.54%
Sole
0.00
Shared
0.00
None
1.71M
VANGUARD STAR FDS
SOLEShares1.39M
TypeSH
Market value$74.44M
5.87%
Sole
0.00
Shared
0.00
None
1.39M
DIMENSIONAL ETF TRUST
SOLEShares2.81M
TypeSH
Market value$63.21M
4.99%
Sole
0.00
Shared
0.00
None
2.81M
ISHARES TR
SOLEShares1.05M
TypeSH
Market value$62.73M
4.95%
Sole
0.00
Shared
0.00
None
1.05M
MCDONALDS CORP
SOLEShares220.81K
TypeSH
Market value$58.17M
4.59%
Sole
0.00
Shared
0.00
None
220.81K
VANGUARD CHARLOTTE FDS
SOLEShares816.65K
TypeSH
Market value$39.06M
3.08%
Sole
0.00
Shared
0.00
None
816.65K
FLEXSHARES TR
SOLEShares499.07K
TypeSH
Market value$31.22M
2.46%
Sole
0.00
Shared
0.00
None
499.07K
APPLE INC
SOLEShares167.54K
TypeSH
Market value$28.68M
2.26%
Sole
0.00
Shared
0.00
None
167.54K
ISHARES TR
SOLEShares107.08K
TypeSH
Market value$28.48M
2.25%
Sole
0.00
Shared
0.00
None
107.08K
FLEXSHARES TR
SOLEShares170.14K
TypeSH
Market value$27.71M
2.19%
Sole
0.00
Shared
0.00
None
170.14K
ISHARES TR
SOLEShares1.28M
TypeSH
Market value$27.12M
2.14%
Sole
0.00
Shared
0.00
None
1.28M
ISHARES TR
SOLEShares177.72K
TypeSH
Market value$16.74M
1.32%
Sole
0.00
Shared
0.00
None
177.72K
ISHARES TR
SOLEShares136.19K
TypeSH
Market value$12.81M
1.01%
Sole
0.00
Shared
0.00
None
136.19K
ISHARES TR
SOLEShares197.70K
TypeSH
Market value$9.64M
0.76%
Sole
0.00
Shared
0.00
None
197.70K
VANGUARD SPECIALIZED FUNDS
SOLEShares52.48K
TypeSH
Market value$8.15M
0.64%
Sole
0.00
Shared
0.00
None
52.48K
JPMORGAN CHASE & CO
SOLEShares55.18K
TypeSH
Market value$8.00M
0.63%
Sole
0.00
Shared
0.00
None
55.18K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares16.32K
TypeSH
Market value$7.45M
0.59%
Sole
0.00
Shared
0.00
None
16.32K
ISHARES TR
SOLEShares26.58K
TypeSH
Market value$4.70M
0.37%
Sole
0.00
Shared
0.00
None
26.58K
AMAZON COM INC
SOLEShares35.98K
TypeSH
Market value$4.57M
0.36%
Sole
0.00
Shared
0.00
None
35.98K
MICROSOFT CORP
SOLEShares14.24K
TypeSH
Market value$4.50M
0.35%
Sole
0.00
Shared
0.00
None
14.24K
CME GROUP INC
SOLEShares22.40K
TypeSH
Market value$4.48M
0.35%
Sole
0.00
Shared
0.00
None
22.40K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 848.67K | SH | $180.27M 14.22% | 0.00 | 0.00 | 848.67K |
ISHARES TRSOLE | RUS 1000 ETF | 726.21K | SH | $170.59M 13.46% | 0.00 | 0.00 | 726.21K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 5.27M | SH | $138.07M 10.89% | 0.00 | 0.00 | 5.27M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 1.31M | SH | $91.54M 7.22% | 0.00 | 0.00 | 1.31M |
FLEXSHARES TRSOLE | STOXX GLOBR INF | 1.71M | SH | $82.91M 6.54% | 0.00 | 0.00 | 1.71M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 1.39M | SH | $74.44M 5.87% | 0.00 | 0.00 | 1.39M |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 2.81M | SH | $63.21M 4.99% | 0.00 | 0.00 | 2.81M |
ISHARES TRSOLE | CORE MSCI TOTAL | 1.05M | SH | $62.73M 4.95% | 0.00 | 0.00 | 1.05M |
MCDONALDS CORPSOLE | COM | 220.81K | SH | $58.17M 4.59% | 0.00 | 0.00 | 220.81K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 816.65K | SH | $39.06M 3.08% | 0.00 | 0.00 | 816.65K |
FLEXSHARES TRSOLE | M STAR DEV MKT | 499.07K | SH | $31.22M 2.46% | 0.00 | 0.00 | 499.07K |
APPLE INCSOLE | COM | 167.54K | SH | $28.68M 2.26% | 0.00 | 0.00 | 167.54K |
ISHARES TRSOLE | RUS 1000 GRW ETF | 107.08K | SH | $28.48M 2.25% | 0.00 | 0.00 | 107.08K |
FLEXSHARES TRSOLE | MORNSTAR USMKT | 170.14K | SH | $27.71M 2.19% | 0.00 | 0.00 | 170.14K |
ISHARES TRSOLE | GLOBAL REIT ETF | 1.28M | SH | $27.12M 2.14% | 0.00 | 0.00 | 1.28M |
ISHARES TRSOLE | CORE S&P TTL STK | 177.72K | SH | $16.74M 1.32% | 0.00 | 0.00 | 177.72K |
ISHARES TRSOLE | CORE US AGGBD ET | 136.19K | SH | $12.81M 1.01% | 0.00 | 0.00 | 136.19K |
ISHARES TRSOLE | CORE INTL AGGR | 197.70K | SH | $9.64M 0.76% | 0.00 | 0.00 | 197.70K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 52.48K | SH | $8.15M 0.64% | 0.00 | 0.00 | 52.48K |
JPMORGAN CHASE & COSOLE | COM | 55.18K | SH | $8.00M 0.63% | 0.00 | 0.00 | 55.18K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 16.32K | SH | $7.45M 0.59% | 0.00 | 0.00 | 16.32K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 26.58K | SH | $4.70M 0.37% | 0.00 | 0.00 | 26.58K |
AMAZON COM INCSOLE | COM | 35.98K | SH | $4.57M 0.36% | 0.00 | 0.00 | 35.98K |
MICROSOFT CORPSOLE | COM | 14.24K | SH | $4.50M 0.35% | 0.00 | 0.00 | 14.24K |
CME GROUP INCSOLE | COM | 22.40K | SH | $4.48M 0.35% | 0.00 | 0.00 | 22.40K |
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