Filed: 8/15/2023ACC: 0001599217-23-000007
📋 What this filing means
CAPSTONE FINANCIAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 147 equity positions with a total reported market value of $1.33B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
147
Positions
$1.33B
Total AUM (reported)
20.95M
Total Shares
Allocation by class
TOTAL STK MKT$185.99M14.0%
RUS 1000 ETF$180.32M13.6%
COM$160.82M12.1%
US CORE EQUITY 2$144.40M10.9%
TOTAL BND MRKT$91.61M6.9%
STOXX GLOBR INF$89.68M6.7%
VG TL INTL STK F$76.93M5.8%
Portfolio Concentration
Top 3$510.71M38.4%
4–10$492.59M37.0%
11–25$242.40M18.2%
Rest$84.83M6.4%
Top 3 weight
38.4%
Top 10 weight
75.4%
Voting Authority Distribution
Total shares with voting rights: 20.95M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
20.95M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole147
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings147
Rows:
VANGUARD INDEX FDS
SOLEShares844.32K
TypeSH
Market value$185.99M
13.98%
Sole
0.00
Shared
0.00
None
844.32K
ISHARES TR
SOLEShares739.79K
TypeSH
Market value$180.32M
13.55%
Sole
0.00
Shared
0.00
None
739.79K
DIMENSIONAL ETF TRUST
SOLEShares5.32M
TypeSH
Market value$144.40M
10.85%
Sole
0.00
Shared
0.00
None
5.32M
VANGUARD BD INDEX FDS
SOLEShares1.26M
TypeSH
Market value$91.61M
6.89%
Sole
0.00
Shared
0.00
None
1.26M
FLEXSHARES TR
SOLEShares1.71M
TypeSH
Market value$89.68M
6.74%
Sole
0.00
Shared
0.00
None
1.71M
VANGUARD STAR FDS
SOLEShares1.37M
TypeSH
Market value$76.93M
5.78%
Sole
0.00
Shared
0.00
None
1.37M
ISHARES TR
SOLEShares1.05M
TypeSH
Market value$65.92M
4.95%
Sole
0.00
Shared
0.00
None
1.05M
MCDONALDS CORP
SOLEShares219.02K
TypeSH
Market value$65.36M
4.91%
Sole
0.00
Shared
0.00
None
219.02K
DIMENSIONAL ETF TRUST
SOLEShares2.79M
TypeSH
Market value$64.94M
4.88%
Sole
0.00
Shared
0.00
None
2.79M
VANGUARD CHARLOTTE FDS
SOLEShares780.39K
TypeSH
Market value$38.15M
2.87%
Sole
0.00
Shared
0.00
None
780.39K
FLEXSHARES TR
SOLEShares498.92K
TypeSH
Market value$32.38M
2.43%
Sole
0.00
Shared
0.00
None
498.92K
APPLE INC
SOLEShares162.31K
TypeSH
Market value$31.48M
2.37%
Sole
0.00
Shared
0.00
None
162.31K
ISHARES TR
SOLEShares1.32M
TypeSH
Market value$30.22M
2.27%
Sole
0.00
Shared
0.00
None
1.32M
ISHARES TR
SOLEShares107.08K
TypeSH
Market value$29.47M
2.21%
Sole
0.00
Shared
0.00
None
107.08K
FLEXSHARES TR
SOLEShares171.64K
TypeSH
Market value$28.93M
2.17%
Sole
0.00
Shared
0.00
None
171.64K
ISHARES TR
SOLEShares186.66K
TypeSH
Market value$18.26M
1.37%
Sole
0.00
Shared
0.00
None
186.66K
ISHARES TR
SOLEShares172.37K
TypeSH
Market value$16.88M
1.27%
Sole
0.00
Shared
0.00
None
172.37K
ISHARES TR
SOLEShares245.69K
TypeSH
Market value$12.11M
0.91%
Sole
0.00
Shared
0.00
None
245.69K
VANGUARD SPECIALIZED FUNDS
SOLEShares53.63K
TypeSH
Market value$8.71M
0.65%
Sole
0.00
Shared
0.00
None
53.63K
JPMORGAN CHASE & CO
SOLEShares54.98K
TypeSH
Market value$8.00M
0.60%
Sole
0.00
Shared
0.00
None
54.98K
SPDR S&P MIDCAP 400 ETF TR
SOLEShares16.45K
TypeSH
Market value$7.88M
0.59%
Sole
0.00
Shared
0.00
None
16.45K
ISHARES TR
SOLEShares27.10K
TypeSH
Market value$5.08M
0.38%
Sole
0.00
Shared
0.00
None
27.10K
MICROSOFT CORP
SOLEShares13.25K
TypeSH
Market value$4.51M
0.34%
Sole
0.00
Shared
0.00
None
13.25K
VANGUARD SCOTTSDALE FDS
SOLEShares21.29K
TypeSH
Market value$4.29M
0.32%
Sole
0.00
Shared
0.00
None
21.29K
AMAZON COM INC
SOLEShares32.09K
TypeSH
Market value$4.18M
0.31%
Sole
0.00
Shared
0.00
None
32.09K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 844.32K | SH | $185.99M 13.98% | 0.00 | 0.00 | 844.32K |
ISHARES TRSOLE | RUS 1000 ETF | 739.79K | SH | $180.32M 13.55% | 0.00 | 0.00 | 739.79K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQUITY 2 | 5.32M | SH | $144.40M 10.85% | 0.00 | 0.00 | 5.32M |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 1.26M | SH | $91.61M 6.89% | 0.00 | 0.00 | 1.26M |
FLEXSHARES TRSOLE | STOXX GLOBR INF | 1.71M | SH | $89.68M 6.74% | 0.00 | 0.00 | 1.71M |
VANGUARD STAR FDSSOLE | VG TL INTL STK F | 1.37M | SH | $76.93M 5.78% | 0.00 | 0.00 | 1.37M |
ISHARES TRSOLE | CORE MSCI TOTAL | 1.05M | SH | $65.92M 4.95% | 0.00 | 0.00 | 1.05M |
MCDONALDS CORPSOLE | COM | 219.02K | SH | $65.36M 4.91% | 0.00 | 0.00 | 219.02K |
DIMENSIONAL ETF TRUSTSOLE | WORLD EX US CORE | 2.79M | SH | $64.94M 4.88% | 0.00 | 0.00 | 2.79M |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 780.39K | SH | $38.15M 2.87% | 0.00 | 0.00 | 780.39K |
FLEXSHARES TRSOLE | M STAR DEV MKT | 498.92K | SH | $32.38M 2.43% | 0.00 | 0.00 | 498.92K |
APPLE INCSOLE | COM | 162.31K | SH | $31.48M 2.37% | 0.00 | 0.00 | 162.31K |
ISHARES TRSOLE | GLOBAL REIT ETF | 1.32M | SH | $30.22M 2.27% | 0.00 | 0.00 | 1.32M |
ISHARES TRSOLE | RUS 1000 GRW ETF | 107.08K | SH | $29.47M 2.21% | 0.00 | 0.00 | 107.08K |
FLEXSHARES TRSOLE | MORNSTAR USMKT | 171.64K | SH | $28.93M 2.17% | 0.00 | 0.00 | 171.64K |
ISHARES TRSOLE | CORE S&P TTL STK | 186.66K | SH | $18.26M 1.37% | 0.00 | 0.00 | 186.66K |
ISHARES TRSOLE | CORE US AGGBD ET | 172.37K | SH | $16.88M 1.27% | 0.00 | 0.00 | 172.37K |
ISHARES TRSOLE | CORE INTL AGGR | 245.69K | SH | $12.11M 0.91% | 0.00 | 0.00 | 245.69K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 53.63K | SH | $8.71M 0.65% | 0.00 | 0.00 | 53.63K |
JPMORGAN CHASE & COSOLE | COM | 54.98K | SH | $8.00M 0.60% | 0.00 | 0.00 | 54.98K |
SPDR S&P MIDCAP 400 ETF TRSOLE | UTSER1 S&PDCRP | 16.45K | SH | $7.88M 0.59% | 0.00 | 0.00 | 16.45K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 27.10K | SH | $5.08M 0.38% | 0.00 | 0.00 | 27.10K |
MICROSOFT CORPSOLE | COM | 13.25K | SH | $4.51M 0.34% | 0.00 | 0.00 | 13.25K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS1000IDX | 21.29K | SH | $4.29M 0.32% | 0.00 | 0.00 | 21.29K |
AMAZON COM INCSOLE | COM | 32.09K | SH | $4.18M 0.31% | 0.00 | 0.00 | 32.09K |
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